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Newleaf Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$29,804,037
This total excludes 14 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
22
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$1,354,729
About
NewLeaf Wealth Management, LLC provides discretionary and non-discretionary investment management and consulting for individuals, trusts, corporate and not‑for‑profit retirement plans, and charitable institutions, including foundations and endowments. Its consulting services explicitly include analysis, selection and monitoring of money managers and guidance on retirement programs such as 401(k), 403(b), profit sharing, pension plans, SEPs and IRAs.
The firm’s investment approach is grounded in asset allocation and diversification across mutual funds, ETFs, closed‑end funds, individual securities, fixed income and alternative investments, with portfolio construction informed by manager screening, fund research and ongoing performance monitoring. Portfolios are tailored to each client’s written investment policy and may be managed on a discretionary or non‑discretionary basis, with risk managed through allocation between equities and fixed income and periodic reviews.
Distinctive features include a substantial non‑discretionary advisory relationship with retirement plan sponsors—approximately $100.3 million advised for 401(k)/403(b) plans—relative to $39.7 million in discretionary AUM, and an explicit client focus that includes charitable organizations and pension consulting, services that are less common among peer independent firms. The firm also discloses participation in institutional custody programs and the use of third‑party research and manager selection criteria to support its plan‑sponsor and institutional consulting work.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Retired
Founder/Business Owner
Fee options
Fixed fee assignments billed on scheduled basis as agreed upon with each client.
$0 - $1,000,000: 1.00% annually (0.25% per quarter) $1,000,000 - $5,000,000: 0.50% annually (0.125% per quarter) $5,000,000+: 0.25% annually (0.0625% per quarter)
Hourly fees range from $125 - $250 per hour
Account minimum: $200,000 Minimum fee: Minimum quarterly fee of $625 Fee-only: Fees charged on percentage of assets basis, hourly fees, and fixed fees as agreed by client.
Main office location
Newleaf Wealth Management, LLC
San Ramon CA, United States
Number of offices
1
Most active in
Newleaf Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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