NewGen Wealth Creation LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,760,357
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
15
20% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
TypicalAverage account size
$317,357
About
NewGen Wealth Creation LLC is a fee-only, independent advisory firm led by a single advisor that serves individual clients as well as pension and profit-sharing plans and small businesses. The firm offers comprehensive financial planning, discretionary investment management, one-time financial checkups, and pension consulting with participant education for retirement plans.
The advisor develops client-specific investment policies and manages portfolios on a discretionary basis, blending passive and active strategies and accommodating values-based (ESG) considerations and limited discussions of digital assets when appropriate. The firm follows a staged planning process with defined deliverables and timelines — including an early portfolio risk analysis and draft plan deliverables — and provides ongoing monitoring and periodic plan and mid-year investment reviews.
Unlike many solo independent advisers, NewGen publicly discloses performance information, uses client testimonials in its advertising, and issues educational periodicals for clients and prospects, and it maintains a formal non-negotiable fee policy with an explicit mechanism for cost‑of‑living adjustments and a deliverable‑based refund methodology for fixed‑fee projects. The firm also provides pension-plan consulting and manages plan-level portfolios in a fiduciary capacity for retirement-plan clients in addition to its individual wealth-management services.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Expertise
Business sale tax planning
Tax strategies for small businesses
Retirement withdrawal strategies
Occupation focus
Founder/Business Owner
Retired
Demographic focus
Young Professionals
Fee options
One-Time Financial Checkup project fees ranging from $300 to $3,000; fixed fees for one-time projects
$500,000+: 1.00% $0 - $500,000: Flat fee $2,496 annually for Life/Wealth Coaching or $208/month $0 - $83,200: Effective annual advisory fee of 3.0% or greater for Life/Wealth Coaching tier $0 - $500,000: Pension Consulting flat fee $2,496 annually $500,000+: Pension Consulting 1.00% annually
Life/Wealth Coaching service flat fee of $2,496 annually ($208/month) for clients with assets under $500,000
Fee-only: Financial planning and investment management fees only; no commissions or sales-related compensation
Main office location
NewGen Wealth Creation LLC
Rincon PR, United States
Number of offices
1
Most active in
NewGen Wealth Creation LLC has reported serving >5 clients in these states in the last 12 months.
Puerto Rico · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
YouTube
Website
(754) 736-1556
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