Newbore Wealth Management, Inc.

Newbore Wealth Management provides investment management and financial consulting to individuals, high net worth clients, trusts, and clients referred through unaffiliated credit unions. The firm reports managing approximately $200 million on a discretionary basis for roughly 528 clients and offers services that include retirement and tax-aware planning, estate and insurance planning, cash‑flow and education planning, and executive compensation analysis.

The firm’s investment approach emphasizes diversified asset allocation, tax minimization, and integration of financial planning with portfolio management, using mutual funds, ETFs, individual equities and fixed income, and a mix of long‑term and shorter‑term trading strategies. Newbore typically acts with discretionary authority, monitors accounts at least quarterly, and employs fundamental, technical and cyclical analysis to support investment decisions.

Compared with many peers, Newbore operates with a notably high client load per advisor (two advisors serving over 500 clients), which is reflected in its reliance on standardized processes, third‑party custodial and execution services and trade aggregation through LPL. The brochure also discloses a formal solicitor/referral agreement with Consolidated Federal Credit Union (CCCU) — including written solicitor disclosures and ongoing referral compensation — and notes that some advisory personnel are dually registered and licensed to offer commission‑based brokerage or insurance products, arrangements the firm discloses as potential conflicts of interest.