New York Financial AVP, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
New York Financial AVP, LLC provides advice-only financial consulting to a mix of sophisticated clients, including high-net-worth individuals, institutional investors, pension and benefit plans, regulated entities, and financial firms. Its services center on portfolio assessments, adviser selection and oversight, retirement and cash‑flow advising, estate coordination, and investment education rather than discretionary portfolio management or custody of assets.
The firm delivers advisory work remotely from an appointment-based virtual office and does not accept trading authority or custody of client funds. It operates on an hourly advice model instead of charging percentage‑of‑AUM or performance‑based fees, and its analysis and educational work draw on fundamental, technical, cyclical, and charting techniques to inform client decision‑making.
What is noteworthy about the firm is its combination of institutional regulatory and operational consulting with education-focused offerings and workshops, aimed at organizations and professionals as well as individuals. An associated person holds a state life and health insurance license and provides insurance-related guidance strictly on an advice-only basis (no insurance sales or commissions), and the firm does not participate in wrap fee programs, soft-dollar arrangements, or broker-driven referral or compensation arrangements.
Client services
Financial planning
Educational seminars or workshops
Regulatory interpretation, institutional consulting, operational oversight, and governance advising for regulated entities.
Regulatory interpretation, institutional consulting, operational oversight, and governance advising for regulated entities.
Occupation focus
Executive
Founder/Business Owner
Demographic focus
Established Professionals
Fee options
$2,135.00 per meeting (hourly advisory fee)
Minimum fee: $2,135.00 per meeting after complimentary initial consultation Fee-only: Advice-only hourly fee of $2,135.00 per meeting after the initial complimentary consultation
Main office location
New York Financial AVP, LLC
40 Wall Street, 28 Th Floor, Suite 2759
New York City NY 10005-1304, United States
Number of offices
1
Most active in
New York Financial AVP, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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