New Wave Financial LLC

New Wave Financial provides ongoing portfolio management and financial planning for individual clients, including high‑net‑worth individuals, and assists in selecting third‑party money managers. The firm prepares individualized investment policy statements, monitors portfolios, and does not impose an account minimum.

The firm generally seeks discretionary trading authority and pursues long‑term strategies using a mix of analytical methods (fundamental, quantitative, technical, and modern portfolio theory) to set asset allocation and select investments. For some accounts it directs clients into SEI Private Trust Company’s Managed Account Solutions under a tri‑party co‑advisory arrangement and follows SEI’s model portfolios and rebalancing recommendations.

Distinctive features include the firm’s small scale — roughly $281,000 in discretionary assets across five client relationships — and its requirement that clients use a specific custodian/managed‑account platform, which can produce layered advisory arrangements when third‑party managers are engaged. The firm discloses acceptance of research or other soft‑dollar benefits from custodians, does not aggregate client trades, and reports that a principal maintains full‑time employment in the advertising technology industry separate from the advisory business.