New Light Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,995,902
Clients
108
2% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
108
Very HighAverage account size
$286,999
About
New Light Financial LLC is a small, independent registered investment adviser that provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, trusts, estates and certain business entities. As of December 31, 2025 the firm reported approximately $31.0 million in discretionary assets under management and serves roughly 108 client accounts.
The firm implements model portfolios tailored to clients’ life stages (Gain, Protect, Spend) and uses strategic asset allocation with a mix of active allocation, risk‑assist and “real spend” models that can shift between equities and fixed income and include tactical risk management. New Light applies fundamental, technical, cyclical and economic analysis, may utilize third‑party money‑manager programs available through its custodian platform, and generally manages accounts on a discretionary, percentage‑of‑AUM basis.
Several practices set the firm apart from many independent peers: its brochure discloses the use of client testimonials in advertising, an affiliation in which an owner also operates an insurance agency (New Light Services LLC), and the fact that it accepts corporate or business clients in addition to individual investors. The firm also provides complimentary educational seminars and discloses the potential conflict of interest that may arise when insurance recommendations could generate commission compensation, leaving clients free to accept or decline those recommendations.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Active portfolio management
Retirement income strategy
Cash flow / budgeting
Fee options
$0 - $500,000: 1.25% $501,000 - $1,000,000: 1.10% $1,000,001 - $3,000,000: 1.00% $3,000,000+: 0.90%
$500 per hour for standalone financial planning, negotiable
Account minimum: $100,000
Main office location
New Light Financial
9800 Mt Pyramid Court, Suite 340
Englewood CO 80112, United States
Number of offices
3
Most active in
New Light Financial has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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