New Life Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$3,049,461
Total clients
27
0% high-net worth
Total advisors
2
of 1 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
14
Average account size
$112,943
About
New Life Financial LLC serves individual clients with fee-based investment management and financial planning. The firm provides custom, non-discretionary portfolio management and tailored financial plans and implements recommendations using mutual funds as well as variable life insurance and variable annuities.
The adviser uses fundamental analysis and a tactical allocation approach intended to reduce risk and enhance performance, and it may recommend changes to sector weightings, dividend‑oriented positions, or cash holdings as tactical hedges. Portfolio actions are executed only with client approval rather than by discretionary trading, and ongoing advice is delivered through meetings and client consultations.
What is distinctive is the firm’s primary reliance on a non‑discretionary model—its brochure reports roughly $4.05 million in non‑discretionary assets under management and a small client roster—which is uncommon for independent solo advisors and has implications for trade aggregation and execution. The firm also discloses several historical regulatory consent orders and fines related to advertising and recordkeeping matters, which are summarized in its brochure.
Client services
Expertise
Fee options
Fixed fee for comprehensive Financial Planning Services: $3,250 per plan, negotiable
$0 - $200,000: 3.00% $200,001 - $400,000: 1.50% $400,001 - $600,000: 1.00% $600,001+: 0.75%
$500 per hour, negotiable
Main office location
New Life Financial LLC
Prescott Valley AZ, United States
Number of offices
1
Most active in
Arizona · Indiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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