New Legacy Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$62,521,369
Clients
137
32% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
137
Very HighAverage account size
$456,360
About
New Legacy Financial Group serves individuals, families, trusts, estates, small businesses and pension/profit-sharing plans with a mix of holistic financial planning, project-specific reviews, ongoing investment management, and retirement plan consulting. Services cover cash flow and tax planning, estate and risk management, business development, and education funding alongside investment recommendations.
The firm provides investment advice and implements trades only with client authorization, maintaining a non-discretionary practice and reporting $67,065,000 in non-discretionary assets as of 2/28/26; clients must approve each transaction or sign a limited power of attorney for execution. Portfolios are constructed around strategic asset allocation using primarily no-load mutual funds and exchange-traded funds, combining passively managed index funds and select actively managed funds to reflect clients’ tax, risk tolerance and goals.
Distinctive features include an explicit retirement plan consulting service for plan sponsors that covers investment policy development, fund selection, performance monitoring and participant education, in addition to serving individual clients. The firm operates on a fee-only basis, does not accept commissions, and its principal holds both CFA and CFP credentials, supporting an advisor-led, planning-focused model with structured annual retainer options for comprehensive engagements.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
Financial Life Coaching fixed annual fee ranging from $2,500 to $25,000 based on income, net worth, and complexity
$0 - $500,000: 0.50% $500,001 - $2,500,000: 0.45% $2,500,001 - $5,000,000: 0.40% $5,000,001 - > $5,000,000: 0.35%
$250 per hour for Financial Review/Project-Specific services
Financial Life Coaching Annual Retainer fee
Minimum fee: $250 minimum quarterly fee for Investment Management; $1,750 minimum quarterly fee for Retirement Plan Consulting Fee-only: Financial Life Coaching fixed fee range $2,500 - $25,000 annually; Financial Review/Project-Specific hourly fee $250/hour; Investment Management tiered AUM fees; Retirement Plan Consulting tiered AUM fees
Main office location
New Legacy Financial Group, LLC
133 S. Milton Street, Unit C
Smithville OH 44677, United States
Number of offices
1
Most active in
New Legacy Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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