New Legacy Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$49,666,604
Total clients
139
32% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
139
Average account size
$357,314
About
New Legacy Financial Group, LLC is a fee-only independent investment adviser that serves individuals, families, trusts, estates, small businesses, and pension and profit-sharing plans. The firm offers a range of services including an annual Financial Life Coaching retainer (with six to eleven scheduled meetings in the initial year), project-specific financial reviews, ongoing investment management, and retirement plan consulting.
The firm typically provides investment recommendations on a non-discretionary basis, executing trades only when clients specifically authorize transactions (often via a limited power of attorney), and constructs portfolios using strategic asset allocation that blends passively managed index funds and actively managed no-load mutual funds with global diversification. Its planning work is holistic and tax-aware, addressing cash flow, estate planning, risk management, retirement projections, and other personalized objectives, with clients responsible for implementing recommendations unless they authorize execution.
Compared with many solo independent advisers, New Legacy combines a structured retainer-based planning model with pension consulting to plan sponsors—assisting with investment policy statements, fund selection, performance monitoring, and participant education—which is a relatively uncommon service offering among peers. The firm also discloses a substantial portion of assets under non-discretionary management (Non-discretionary AUM as of 3/26/25: $54,825,000) and operates without commission-based product sales.
Client services
Financial planning
Portfolio management
Pension consulting
Fee options
Financial Life Coaching annual retainer fees ranging from $2,500 to $25,000 based on income, net worth, and complexity; initial retainer 25% upfront.
$0 - $500,000: 0.50% $500,001 - $2,500,000: 0.45% $2,500,001 - $5,000,000: 0.40% $5,000,001+: 0.35%
$250 per hour for Financial Review/Project-Specific services.
Minimum fee: $250 minimum quarterly fee for Investment Management; $1,750 minimum quarterly fee for Retirement Plan Consulting Fee-only: Fee-only holistic financial planning, no commissions accepted or paid.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
New Legacy Financial Group, LLC
133 S. Milton Street, Unit C
Smithville OH 44677, United States
Number of offices
1
Forms ADV
Quick links
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