New Heights Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$72,979,549
Clients
32
72% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
TypicalAverage account size
$2,280,611
About
New Heights Planning provides discretionary investment management and comprehensive financial planning to individual and high-net-worth clients. The firm manages roughly $73 million in discretionary assets across a small number of client relationships, reflecting a concentrated client roster rather than a broad retail base.
The firm’s investment process combines Modern Portfolio Theory and fundamental analysis to build asset allocations and written investment policy statements that align with clients’ goals and risk tolerances. It frequently implements portfolios through selected independent managers, conducting due diligence and ongoing monitoring of those managers and acting as a fiduciary when advising retirement accounts.
Noteworthy aspects include the relatively high assets-per-client profile compared with many independent advisers and the inclusion of an initial comprehensive financial plan within the advisory engagement without a separate planning fee. The firm does not aggregate client trades into block orders, does not take custody of client assets, and relies on major custodians (including Charles Schwab and Fidelity) for execution while receiving custodial research and services that can create soft-dollar considerations.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Income planning
Charitable giving & philanthropy
Fee options
Legacy clients may be subject to legacy fixed fees (specific amounts not stated).
$0 - $1,200,000: 1.20% $1,200,000.01 - $5,000,000: 0.60% $5,000,000.01+: 0.40%
Account minimum: $16,200 per household (minimum fee, may be reduced or waived at Advisor’s discretion) Minimum fee: $16,200 per household, may be reduced or waived at Advisor’s discretion Fee-only: Fee based on percentage of assets under management plus minimum fee; financial planning included at no additional charge.
Main office location
New Heights Planning
540 Heights Boulevard, Suite 207
Houston TX 77007, United States
Number of offices
1
Most active in
New Heights Planning has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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