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New England Tactical Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
New England Tactical Investments LLC is a newly registered investment adviser that offers discretionary portfolio management and investment advice across a range of instruments, including equities, corporate and municipal debt, mutual funds, ETFs, options, and private placements. The firm’s brochure states it serves individual and high‑net‑worth clients, though it currently reports no assets under management.
The firm describes a tactical investment approach that blends technical and charting analysis, cyclical analysis, and modern portfolio theory, and it uses both long‑ and short‑term trading as well as margin and options strategies. Accounts are managed on a discretionary basis, and the firm may combine orders for block trading when executing through its chosen custodian platform.
Distinctive features disclosed in the brochure include that the managing member is separately licensed to sell insurance and may earn commissions on insurance sales, a potential conflict of interest the firm highlights. The brochure also notes the firm routinely requires clients to direct brokerage to a specific custodian (Interactive Brokers), operates at a small scale with no client assets yet and a single advisory professional listed, does not accept performance‑based fees or participate in wrap programs, and does not vote client proxies.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.0% to 1.50% annually depending on asset size, service complexity, and administration level
Commission-based compensation earned by persons affiliated with the firm who are licensed insurance agents for insurance products separate from advisory fees.
Account minimum: No minimum stated; firm notes it does not generally require a minimum dollar amount to open and maintain an advisory account but reserves right to terminate accounts considered too small to manage effectively.
Main office location
New England Tactical Investments LLC
Kensington NH, United States
Number of offices
1
Most active in
New England Tactical Investments LLC has reported serving >5 clients in these states in the last 12 months.
New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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