New England Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$111,718,023,582
Total clients
17
0% high-net worth
Total advisors
1
of 122 employees
Firm size
Enterprise
51-2,000 advisors or $10B+ in AUM
Average clients per advisor
17
Average account size
$6,571,648,446
About
New England Asset Management, Inc. (NEAM) provides investment management and related services predominantly to insurance company clients, and also serves government entities, pension/profit-sharing plans, pooled investment vehicles and a single high‑net‑worth individual. Its services include separate‑account asset management across active fixed‑income mandates (including preferred securities, structured‑product yield enhancement, private placements and sub‑advised high‑yield strategies), equity and ETF strategies, investment accounting and enterprise capital analytics.
NEAM’s investment process is governed by a formal Policy Committee that sets firmwide fixed‑income parameters, with portfolio managers who translate those guidelines into tailored separate‑account portfolios and dedicated research, trading and control functions for execution and oversight. The firm distributes periodic market commentary and investment research to clients at no additional charge, offers a web‑based risk and reporting platform for daily portfolio monitoring, and relies on affiliated sub‑advisory relationships and revenue‑sharing arrangements to support specialized strategies.
What distinguishes NEAM from many peers is the combination of a large asset base concentrated in a relatively small, institutional client roster and the use of an affiliated non‑U.S. sub‑adviser capacity to manage non‑U.S. mandates. NEAM also acts as collateral manager for certain legacy collateralized debt obligations and discloses revenue‑sharing arrangements with sub‑advisers and fund providers, noting and addressing the related conflicts through disclosure and internal policies.
Client services
Expertise
Occupation focus
Fee options
One-time flat fee may be charged for investment data conversion; amounts not specified
$0 - $25 million: 35 bps Over $25 million+: 30 bps $0 - $250 million: 25 bps Over $250 million+: 20 bps Greater than $0+: 50 bps Greater than $0+: Up to 20 bps Greater than $0+: 50 bps Greater than $0+: 50 bps Greater than $0+: 43 bps Greater than $0+: 95 bps Greater than $0+: 50 bps Greater than $0+: Up to 30 bps
Minimum fee: Annual minimum fee varies based on fee schedule and asset amount; specific amounts not stated
Main office location
New England Asset Management, Inc.
74 Batterson Park Rd., Pond View Corporate Center
Farmington CT 06032, United States
Number of offices
1
Most active in
California · Connecticut · Illinois · Louisiana · Nevada · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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