Neville Wealth Management

Neville Wealth Management reports managing roughly $17.2 million across a small client base and provides discretionary and non-discretionary portfolio management, general financial planning, and consulting. Clients listed in the brochure include individuals, banks and thrift institutions, partnerships, LLCs, trusts, estates, charitable organizations, corporations, and other business entities, with services such as portfolio design, mutual fund and ETF selection, tax-lot accounting, and retirement, estate and tax planning.

The firm describes a rules‑based process that begins with an analysis of a client’s goals, risk tolerance and time horizon, followed by a strategic asset allocation and a written investment policy statement; accounts are reviewed at least quarterly and rebalanced when allocations vary materially (generally five percentage points or more). Implementation can involve mutual funds, ETFs, separate account managers, hedge funds and other alternatives, and the firm uses fundamental, technical and cyclical analysis while acknowledging that selected managers may employ leverage, derivatives and option strategies.

What distinguishes this firm from many peers of its size is its explicit work with institutional and pension clients — including trustee consultation, pension consulting and services for endowments, foundations, not‑for‑profit entities and pension/profit‑sharing plans — and its practice of negotiating annual fees for some institutional engagements. The brochure also indicates a $500,000 account threshold and a client mix that de‑emphasizes lower‑balance retail relationships, and it discloses no related‑party arrangements or acceptance of third‑party compensation for recommended managers.