Neu Wealth Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$282,129,399
This total excludes 11 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
128
30% high-net worth
Advisors
1
of 2 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
128
Very HighAverage account size
$2,204,136
About
Neu Wealth Group provides advisory services primarily to individual and high‑net‑worth clients, and also works with trusts, retirement plans and business entities. Services include comprehensive portfolio management, standalone financial planning and retirement plan consulting, as well as assistance selecting and monitoring third‑party money managers.
The firm applies a mix of fundamental, quantitative, qualitative and technical analysis within asset allocation and fixed‑income frameworks, and implements both long‑ and short‑term trading strategies as appropriate. Neu Wealth routinely uses margin and options strategies, and its managed accounts may employ borrowing and other derivatives within separately managed account structures.
What is distinctive for a firm of this size is the concentration of assets under a single advisor — roughly $292 million in discretionary AUM — and the recent expansion to include private funds as a strategy. The firm also partners with external platforms and providers (including a sub‑advisory relationship and use of third‑party trading/custody platforms) and discloses ownership interests in planning software that it uses, which may influence workflow and implementation choices.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Private / alternative investments
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Fee options
$1,000 to $3,000 flat fee for Retirement Plan Consulting services
$0+: Up to 1.00% annually for Comprehensive Portfolio Management $0+: Up to 0.50% annually for Retirement Plan Consulting based on Plan assets
$0 to $200 per hour for Financial Planning and Consulting services
Main office location
Neu Wealth Group
New Albany OH, United States
Number of offices
1
Most active in
Neu Wealth Group has reported serving >5 clients in these states in the last 12 months.
California · Florida · New Jersey · New York · Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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