NestEgg Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,000,000
Clients
50
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$160,000
About
The firm provides portfolio management and financial planning primarily for individual (non‑institutional) clients, offering advice on equities, mutual funds, bonds and money market instruments. It serves a small client base and emphasizes client education about how those products operate.
Investment selection relies largely on fundamental analysis and third‑party research sources such as annual reports and company press releases, with implementation through long‑ and short‑term purchases rather than high‑frequency trading. Accounts are managed on a largely non‑discretionary basis—recommendations are provided to clients and trades are executed only with client consent; reviews are conducted at least annually and communication is primarily by email or telephone.
The firm is atypical among independent, solo advisers in reporting other business activities consistent with an accounting or accounting‑related practice and in using fixed retainer–style fees rather than percentage‑of‑AUM billing. It also discloses that the adviser or related persons may have financial interests in recommended securities and may trade those securities for their own account, a potential conflict prospective clients should note.
Client services
Financial planning
Portfolio management
Fee options
Minimum fee: Annual retainer fee no less than $100 and no higher than $1,000; fees are negotiable Fee-only: Annual retainer fee between $100 and $1,000, negotiable
Main office location
NestEgg Financial
2 South Main Street
Middleton MA 01949, United States
Number of offices
2
Most active in
NestEgg Financial has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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