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Ncu Investment Solutions

Updated today

Client assets under management

$101,825,070

Clients

153

20% high-net worth

Advisors

6

of 8 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

26

Very Low

Average account size

$665,523

About

NCU Investment Solutions advises individuals (both non‑high‑net‑worth and high‑net‑worth), retirement plans, trusts, and other institutional clients. The firm offers discretionary and non‑discretionary portfolio management, financial planning, 401(k)/pension consulting, and variable annuity subaccount management.

The firm typically implements client portfolios using internally developed model portfolios that are customized to each client’s risk tolerance, time horizon, tax considerations, and any client‑imposed restrictions, with ongoing monitoring and periodic rebalancing. It also allocates to unaffiliated sub‑advisors in some engagements and provides written financial plans to clients receiving investment management without a separate planning fee.

What is noteworthy is the firm’s corporate ownership and product relationships: NCU Investment Solutions is held by NCU Holding Company, which is principally owned by Navigant Credit Union, reflecting an affiliation with a credit‑union banking entity and a recent transition from prior individual ownership. Several advisers are licensed insurance agents and the firm works with a third‑party insurance networking agency and affiliated broker‑dealers for annuity and insurance solutions—arrangements that can involve commission or agent‑of‑record compensation for certain transactions and that the firm discloses and manages through its policies.

Client services

Financial planning Portfolio management Pension consulting Advisory consulting

Expertise

Retirement plans for business owners (SEP, solo 401k) Annuities

Occupation focus

Founder/Business Owner Retired

Fee options

Percentage

$0 - $99,999: 1.40% $100,000 - $499,999: 0.90% $500,000+: 0.75%

Commissions

Commission-based compensation for insurance products sold by licensed insurance agents of the firm

Project-based

$150 per hour for financial planning services

Other

Account minimum: $20,000 Minimum fee: Minimum flat annual fee of $250 for accounts under $20,000 Fee-only: Hourly financial planning fee of $150 per hour, negotiable

Main office location

Ncu Investment Solutions

1005 Douglas Pike

Smithfiled RI 02917, United States

Number of offices

1

Most active in

Massachusetts · Rhode Island

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Eliza S

Series 63, Series 65

Smithfiled, RI

Ncu Investment Solutions

Eliza Siradze is a financial advisor at NCU Investment Solutions with nine years of industry experience. She holds Series 63 and Series 65 designations and has worked extensively with Citizens Bank and Citizens Securities, Inc. She is also a commissioned Notary Public. NCU Investment Solutions is an independent, single-advisor registered investment adviser managing approximately $59 million for about 51 clients. The firm serves individual investors as well as pension and corporate clients, utilizing internally developed model portfolios with a long-term purchase orientation and integrating financial planning into its advisory services.

Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
user avatar

Reid H

CFP®, ChFC®, Series 63, Series 65, Series 66

Smithfiled, RI

Ncu Investment Solutions

Reid Hansen is a CFP® and ChFC® with 25 years of industry experience. He is currently the sole advisor at NCU Investment Solutions and has previously worked at firms including LPL Financial LLC and CUNA Mutual Group. NCU Investment Solutions is an independent, single-advisor registered investment adviser managing approximately $59 million for about 51 clients. The firm serves individual investors as well as pension and institutional clients, employing internally developed model portfolios with a long-term purchase orientation and integrating financial planning into its services.

Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
user avatar

Alexander C

Series 65

Smithfiled, RI

Ncu Investment Solutions

Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
user avatar

Oliver T

CFP®, Series 63

Smithfiled, RI

Ncu Investment Solutions

Oliver Tutt is a CFP® with 23 years of industry experience, currently serving as the sole advisor at NCU Investment Solutions. He has worked with Randall Financial Group, LLC since 2002. NCU Investment Solutions is an independent registered investment adviser managing approximately $59 million for around 51 clients. The firm serves individual investors, pension and profit-sharing plans, institutions, and corporate clients, utilizing internally developed model portfolios and integrating financial planning into its advisory services.

Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
user avatar

Michael H

Series 63, Series 66

Smithfiled, RI

Ncu Investment Solutions

Michael Hogan is a financial advisor at NCU Investment Solutions with 24 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including LPL Financial, CUNA Mutual Group, and Merrill Lynch. NCU Investment Solutions is an independent, single-advisor registered investment adviser managing approximately $59 million for about 51 clients. The firm serves individual investors as well as pension and corporate clients, utilizing internally developed model portfolios and integrating financial planning with both discretionary and non-discretionary management.

Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
user avatar

Russell B

Series 63, Series 66

Smithfiled, RI

Ncu Investment Solutions

Russell Botvin is a financial advisor at NCU Investment Solutions with 10 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Merrill from 2015 to 2025 before joining his current firm. NCU Investment Solutions is an independent, single-advisor registered investment adviser managing approximately $59 million for about 51 clients. The firm serves individual investors as well as pension/profit-sharing plans, institutions, and corporate clients, employing internally developed model portfolios and integrating financial planning with both discretionary and non-discretionary management approaches.

Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
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