NCM Capital Management, LLC

NCM Capital Management, LLC serves individual and high-net-worth clients as well as institutional clients such as charities, foundations, and retirement plans, providing fee‑based financial planning, portfolio management, and integrated wealth management services including retirement-plan rollover advice. The firm reports managing roughly $539 million in client assets across discretionary and non‑discretionary engagements and typically documents investment guidelines and client agreements before implementing strategies.

The firm’s investment approach blends passive and active strategies grounded in Modern Portfolio Theory, aiming for long‑term, tax‑efficient growth while using a mix of index and active mutual funds, ETFs/ETNs, individual securities and, when appropriate, options or tactical overlays. Accounts held for management are regularly reviewed (quarterly or more often), are often managed on a discretionary basis under a limited power of attorney, and rebalancing and trading decisions are made with attention to tax and transaction cost considerations.

Compared with many peers, the firm combines a relatively large asset base (about $539M) with a compact advisory staff and a concentrated client roster, and it engages in educational activities beyond routine planning — participating in custodian‑sponsored conferences, roundtables and webinars and using client‑matching programs such as SmartAsset. The brochure also discloses that a firm representative maintains an affiliation with an unaffiliated registered adviser (a potential conflict the firm says it discloses and manages), and the firm does not vote client proxies, leaving proxy decisions to clients.