Narrow Road Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,907,841
Clients
25
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$116,314
About
The firm provides discretionary portfolio management primarily to individual clients, including high-net-worth individuals. Financial planning and consulting are offered on an ancillary basis, and the firm does not participate in wrap fee programs.
Its investment approach blends quantitative and fundamental analysis through a formally defined Narrow Road Adaptive Capital Strategy, a systematic, data-driven program that uses market regime identification, moving-average crossovers, and volatility-adjusted position sizing to manage exposure across ETFs, mutual funds, and individual securities. The firm emphasizes mitigation of downside volatility and discloses tactical/model risks such as whipsaws and the limitations of historic-data-driven signals.
Noteworthy operational details include a small client base and modest AUM concentrated entirely in discretionary accounts, the use of both Interactive Brokers and Altruist as custodians with differing billing cycles (Interactive Brokers billed monthly in arrears; Altruist billed monthly in advance), and receipt of soft-dollar research and technology support from Interactive Brokers. The firm’s sole advisor also writes for Seeking Alpha and may receive external compensation for that activity, a relationship the firm discloses as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Factor investing / smart beta
Fee options
$2,000 to $10,000 for projects
1.35% annually
$200 to $500 per hour
Main office location
Narrow Road Asset Management
Adams TN, United States
Number of offices
1
Most active in
Narrow Road Asset Management has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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