MWM Advisory Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$38,508,761
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
225
4% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
225
Very HighAverage account size
$171,150
About
MWM Advisory Group serves individual and high-net-worth clients, providing discretionary portfolio management together with financial planning and financial consulting. The firm manages roughly $39 million across about 225 client relationships and pairs ongoing investment oversight with written planning work.
The firm’s investment approach is tailored and multi-method, employing fundamental and technical analysis, modern portfolio theory, and a mix of long- and short-term trading while primarily using ETFs, mutual funds, and individual stocks. Advisors operate through the Amplify technology platform — which provides back‑office services and access to independent third‑party sub‑advisers — and use financial planning software (Precise FP and RightCapital); platform use is required and may involve additional platform or sub‑adviser fees.
MWM is notable for several industry affiliations that are uncommon among peers: principals are licensed insurance agents who sell insurance products, provide tax-related services as tax professionals, and the firm maintains a relationship with a licensed attorney to review or prepare legal documents. These overlapping roles create additional compensation streams and potential conflicts of interest that the brochure discloses for clients to consider.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Tax strategies for small businesses
Life insurance needs analysis
Fee options
Fixed fees ranging from $2,000 to $10,000 for financial planning and consulting services, negotiable.
$0 - $300,000: 1.25% $300,001 - $500,000: 1.10% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $5,000,000: 0.75% $5,000,000+: 0.60%
Insurance licensed persons may receive commissions for selling insurance products separately and in addition to advisory fees.
$250 per hour for financial planning and consulting services, negotiable.
Account minimum: $100,000 Fee-only: Annual advisory fee based on percentage of assets under management; hourly fee of $250 for planning and consulting; fixed fees ranging from $2,000 to $10,000 for financial planning and consulting services.
Main office location
MWM Advisory Group, LLC
332 W. Us Hwy 30, Suite B
Valparaiso IN 46385, United States
Number of offices
1
Most active in
MWM Advisory Group, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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