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Mundoval Capital Management, Inc.

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Client assets under management

$55,701,799

Clients

64

44% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

21

Low

Average account size

$870,341

About

Mundoval Capital Management provides discretionary asset management to individuals, trusts, estates, charitable organizations, corporations and other business entities, pension and profit‑sharing plans, and investment companies. The firm also offers ERISA plan services — including limited‑scope 3(21) fiduciary advice, IPS assistance and participant education — and serves as investment advisor to an affiliated, no‑load mutual fund (The Mundoval Fund).

The firm’s investment approach emphasizes fundamental, long‑term equity analysis with a global orientation, seeking businesses with durable returns and shareholder‑oriented management; portfolios are managed on a discretionary basis and documented with client investment policy statements. Mundoval conducts quarterly account reviews (and more frequently as needed), implements rebalancing and tax‑loss harvesting where appropriate, and permits client‑imposed restrictions on investments.

Compared with similarly sized supported firms, Mundoval is distinctive for its role advising an affiliated investment company and for providing plan‑level ERISA 3(21) services — arrangements the brochure highlights and discloses as potential conflicts of interest with stated mitigation procedures. The firm also describes limited custody practices (fee deductions and third‑party standing letters of authorization) and discloses that the affiliated fund may incur borrowing‑related expenses, items it documents in its Form ADV.

Client services

Portfolio management Pension consulting

Expertise

Wealth management ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)

Fee options

Fixed

ERISA Plan services fees may be charged as a flat fee (amounts not specified).

Percentage

1.00% annually (maximum annual fee, negotiable)

Commissions

Commissions received by Natalie G. McIntosh as an independent insurance agent on insurance products; no commissions for advisory services.

Other

Account minimum: $250,000

Main office location

Mundoval Capital Management, Inc.

7855 Ivanhoe Avenue Suite 210

La Jolla CA 92037, United States

Number of offices

1

Most active in

California · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Arthur J

CFA®, Series 63, Series 65

La Jolla, CA

Mundoval Capital Management, Inc.

Arthur Johnson is a CFA® charterholder with five years of industry experience and is based in La Jolla, CA. He is the founder and Chief Investment Officer of the Mundoval Fund and has been with Mundoval Capital Management, Inc. since 2002. Outside of finance, he serves as president of Henebery Spirits, Inc., a craft distillery in Vista, CA. Mundoval Capital Management, Inc. is a discretionary investment adviser managing approximately $73 million for individuals, trusts, charitable organizations, and other entities. The firm employs a fundamental, long-term global investment approach tailored to each client’s objectives and risk tolerance.

Wealth management ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
user avatar

Natalie M

CFP®, Series 66

La Jolla, CA

Mundoval Capital Management, Inc.

Natalie Mcintosh is a CFP® with 20 years of industry experience. She has been with Mundoval Capital Management, Inc. and the Mundoval Fund since 2006. In addition to her advisory role, she works as an independent insurance agent for Blue Shield of California. Mundoval Capital Management is a discretionary investment adviser serving individuals, trusts, estates, charitable organizations, corporations, pension and profit-sharing plans, and investment companies. The firm emphasizes fundamental analysis and a long-term, global approach to capital appreciation, managing portfolios to align with each client’s specific objectives and risk tolerance.

Wealth management ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
user avatar

Arthur J

Series 65

La Jolla, CA

Mundoval Capital Management, Inc.

Arthur Johnson is a financial advisor at Mundoval Capital Management, Inc. in La Jolla, CA, holding a Series 65 credential with three years of industry experience. Prior to joining the firm, he worked at Fusion Academy and has been the owner and music producer at Studio VII Productions, LLC, a music production business. Mundoval Capital Management provides discretionary asset management services to individuals, trusts, estates, charitable organizations, corporations, pension and profit-sharing plans, and investment companies. The firm employs a fundamental, long-term global investment approach tailored to each client’s objectives and also offers ERISA plan services and limited-scope fiduciary advice.

Wealth management ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
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