Mullaney Keating & Wright Inc

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Client assets under management

$295,959,727

Clients

180

39% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$1,644,221

About

Mullaney, Keating and Wright, Inc. serves individual clients (including high net worth individuals) as well as pension and profit-sharing plans, charitable organizations, and corporate clients. The firm provides individualized investment supervisory services on both a discretionary and non-discretionary basis, financial planning engagements, and a quarterly client newsletter.

The firm develops client-specific investment policies through personal interviews and combines fundamental and technical analysis with mutual fund and ETF evaluation to build portfolios aligned with stated objectives and risk tolerance. Strategies disclosed in the brochure include long-term purchases and the use of option strategies (including covered calls and spreading) to hedge or pursue shorter-term opportunities, and accounts are reviewed at least quarterly.

Distinctive operational features include managing a substantial asset base with a small advisory team and an explicit policy not to offer wrap-fee programs or separately managed account programs that rely on third‑party investment managers. The firm aggregates client trades through block trading and typically custodializes assets with Schwab or Pershing, noting the institutional services those custodians provide and the potential conflicts such arrangements can create.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies General estate planning guidance Cash flow / budgeting

Fee options

Fixed

Financial planning fixed fees typically range from $1,500 to $3,500

Percentage

$0 - $500,000: 0.80% $500,001 - $1,000,000: 0.60% $1,000,001 - $3,000,000: 0.40% $3,000,001 - $5,000,000: 0.30% $5,000,001+: Negotiable

Other

Account minimum: $1,000,000 (may be negotiable) Fee-only: Financial planning fixed fees typically range from $1,500 to $3,500

Main office location

Mullaney Keating & Wright Inc

386 Main Street, Suite 501

Middletown CT 06457, United States

Number of offices

Most active in

California · Connecticut · Florida · Maryland · Massachusetts · Nebraska · New Hampshire · New York · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 860-521-9900

Advisors at this firm

Anthony L

Series 63, Series 65

Middletown, CT

Mullaney Keating & Wright Inc

Anthony Lynch is a financial advisor at Mullaney, Keating & Wright Inc. with 27 years of industry experience. He has held Series 63 and Series 65 designations and has been with Mullaney, Keating & Wright since 1998. Mullaney, Keating & Wright serves individual clients, pension and profit-sharing plans, charitable organizations, and corporate clients by providing individualized investment supervisory services, financial planning, and a quarterly client newsletter. The firm develops client-specific investment policies using a combination of fundamental and technical analysis and employs strategies including long-term purchases and option strategies, with accounts reviewed at least quarterly.

Options & derivatives strategies General estate planning guidance Cash flow / budgeting

Jessica G

CFP®, Series 63, Series 66

Middletown, CT

Mullaney Keating & Wright Inc

Jessica Gilbert is a CFP® with 16 years of industry experience. She is currently with Mullaney, Keating & Wright, Inc., where she has worked since 2021. Her prior experience includes roles at LPL Financial and Voya Investment Management. Mullaney, Keating & Wright, Inc. serves individual clients, including high net worth individuals, as well as pension and profit-sharing plans, charitable organizations, and corporate clients. The firm provides personalized investment supervisory services and financial planning, employing fundamental and technical analysis combined with mutual fund and ETF evaluation to build portfolios aligned with client objectives and risk tolerance.

Options & derivatives strategies General estate planning guidance Cash flow / budgeting

Francis C

CFP®, Series 63, Series 65

Middletown, CT

Mullaney Keating & Wright Inc

Francis Carpentier is a CFP® professional with 27 years of industry experience, currently serving at Mullaney Keating & Wright Inc. since 2003. He holds Series 63 and Series 65 licenses and is based in Middletown, CT. Mullaney Keating & Wright Inc. serves individual clients, including high net worth individuals, as well as pension and profit-sharing plans, charitable organizations, and corporate clients. The firm provides personalized investment supervisory services and financial planning, utilizing both fundamental and technical analysis along with mutual fund and ETF evaluation to construct portfolios aligned with client objectives and risk tolerance.

Options & derivatives strategies General estate planning guidance Cash flow / budgeting

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