MPM Financial Corporation
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$29,960,000
Total clients
66
15% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
66
Average account size
$453,939
About
MPM Financial Corporation provides discretionary asset management to individual clients and advisory services to qualified retirement plans, including limited-scope ERISA 3(21) fiduciary assistance and participant education. The firm reports managing about $29.96 million for roughly 66 clients and offers financial consulting (retirement, insurance, budgeting, legacy planning and related topics) to asset management clients at no additional cost.
Portfolios are constructed to reflect each client’s stated goals, time horizon and risk tolerance, using a mix of fundamental, technical, charting and cyclical analysis and strategies that range from long-term purchases to shorter-term trading. The firm may employ model portfolio advisors and UMA platforms to implement trades and conducts quarterly account reviews that consider rebalancing and tax-loss harvesting opportunities.
MPM’s brochure discloses several features that are uncommon among independent peers: the firm’s principal also acts as a registered representative of a broker-dealer and a licensed insurance producer (approximately 15% of the principal’s time is spent on those activities) and receives commission compensation for insurance and certain securities sales, which the firm identifies as a potential conflict mitigated by disclosures and its fiduciary obligations. The firm also provides pension consulting to plan sponsors and discloses the use of endorsements and testimonials in its advertising, practices that are statistically rare for firms in this category.
Client services
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Cash flow / budgeting
Debt management
Fee options
$0 - $250,000: 1.50% annually $250,001 - $500,000: 1.40% annually $500,001 - $1,000,000: 1.30% annually $1,000,001 - $2,000,000: 1.20% annually $2,000,001 - $5,000,000: 1.10% annually $5,000,001 - $10,000,000: 0.90% annually $10,000,001+: 0.80% annually
Investment Advisor Representatives receive commissions from sales of insurance and securities products as licensed insurance agents and registered representatives.
Main office location
MPM Financial Corporation
Maplewood MN, United States
Number of offices
1
Most active in
MPM Financial Corporation has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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