MPI Wealth Management LLC

MPI Wealth Management is an independent SEC-registered investment adviser that provides discretionary portfolio management and sub‑advisory services to a mix of individual clients (including high‑net‑worth individuals and families) and institutional clients such as qualified retirement plans, charitable organizations, banks, and insurance companies. The firm reports managing approximately $233.6 million for about 136 clients and also participates in wrap‑fee programs.

The firm’s investment process combines fundamental and technical analysis with macroeconomic research and uses sources such as Bloomberg and SEC filings to support portfolio construction. MPI markets four primary strategies — short‑duration taxable and tax‑free fixed‑income strategies (with a hold‑to‑maturity orientation), a dividend equity strategy, and a diversified total‑return equity strategy (the total‑return strategy is noted as not available in wrap accounts) — and customizes portfolios to client objectives and restrictions.

Notable features in the ADV that distinguish MPI from many peers are its role as a sub‑advisor and as a wrap‑fee program manager (Core Asset Manager program through Brinker Capital), its explicit inclusion of insurance company clients among its client types, and its disclosure of a historical enforcement matter involving a predecessor firm (a June 2000 SEC sanction related to undisclosed soft‑dollar payments and registration misstatements). The brochure also describes participation in custodial institutional programs that provide third‑party services and economic benefits to the firm, a source of potential conflicts the firm discloses.