M
Moy Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$81,350,156
Total clients
31
52% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
31
Average account size
$2,624,199
About
Moy Investment Management, LLC provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, charitable organizations, corporations, and retirement plans. Services include ongoing portfolio management, written financial plans and consulting, and retirement-plan advisory work under ERISA.
Investment programs are tailored to each client’s documented objectives and risk tolerance and draw on methods such as fundamental, quantitative, and modern portfolio theory, with allocations that may include mutual funds, ETFs, and derivative-aware strategies. Accounts are monitored regularly with quarterly reviews, rebalancing, and attention to tax-loss harvesting and other risk controls.
What is distinctive about the firm is its provision of institutional and pension consulting services uncommon among similarly sized independent advisors, including acting in limited-scope ERISA 3(21) or 3(38) roles, monitoring plan investment options, and conducting participant education. The firm manages roughly $81 million in discretionary assets for a small client base and uses institutional custody and reporting arrangements to support both individual and plan-level advisory services.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Tax-loss harvesting
Retirement income strategy
General tax planning
Fee options
0.25% to 1.00% annually depending on assets, services, and complexity
Financial planning and consulting hourly fees range from $100 to $300 per hour
Fee-only: Investment management fees ranging from 0.25% to 1.00% annually; hourly financial planning fees $100 to $300 per hour
Main office location
Moy Investment Management, LLC
300 E Business Way, Suite 200
Cincinnati OH 45241, United States
Number of offices
1
Most active in
Moy Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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