Mountain Creek Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,503,637
Total clients
49
14% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
49
Average account size
$459,258
About
Mountain Creek Capital provides discretionary investment management and financial planning to a diversified set of clients, including individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities. The firm advises across equities, exchange-traded funds, mutual funds, bonds and other fixed-income instruments, limited partnerships, certificates of deposit, and, where appropriate, options contracts.
Investment advice is tailored to each client’s objectives, risk tolerance and cash needs, and the firm employs fundamental, technical, charting and economic analysis while integrating position-level risk management and periodic account reviews. Accounts are managed on a discretionary basis and the firm’s strategies may include derivatives and the use of borrowing to implement or hedge positions where appropriate.
What is notable relative to peers is the firm’s explicit use of derivatives (including options) and borrowing within separately managed accounts — practices that are statistically uncommon among independent advisers. The firm conducts at least bi-annual account reviews with annual in-person meetings, transacts through Interactive Brokers (from which it receives certain operational and technology services), and discloses that the firm’s principal also serves in the firm’s compliance role without internal supervisory personnel.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Fee options
1.5% - 2.00% annually (negotiated based on assets, services, and relationship)
Account minimum: $5,000 Fee-only: Annualized asset-based fee between 1.5% and 2.00% negotiated per client
Main office location
Mountain Creek Capital, LLC
25 Melville Park Road, Suite 144
Melville NY 11747, United States
Number of offices
2
Most active in
Mountain Creek Capital, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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