M
Mountain Avenue Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,214,992
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
21
81% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$629,285
About
The firm provides discretionary and non‑discretionary asset management and financial planning and consulting services to individual and business clients, with portfolios and plans tailored to each client’s goals, time horizon, and risk tolerance. It generally focuses on high‑net‑worth individuals and business entities rather than serving non‑high‑net‑worth retail investors, using account criteria that steer relationships toward wealthier households and corporate clients.
The investment process blends fundamental analysis and Modern Portfolio Theory to build customized asset allocations and may include option strategies and margin where appropriate. The firm offers both discretionary trading authority and non‑discretionary advice, with periodic (at least quarterly) account reviews and ongoing monitoring of portfolios.
Noteworthy differences from many solo independent advisors include an explicit emphasis on serving corporate or business clients alongside high‑net‑worth individuals, an operational requirement to use a single custodian (Charles Schwab), and a policy of leaving proxy voting to clients. The firm’s principal holds a CFA charter and maintains non‑investment leadership roles that occupy roughly 15% of their time, which the brochure describes as non‑investment activities rather than conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Tax-loss harvesting
Wealth management
General retirement planning
General estate planning guidance
Fee options
Up to 1.25% annually (negotiable)
$300 per hour for financial planning services
Account minimum: $1,000,000
Main office location
Mountain Avenue Capital LLC
New Providence NJ, United States
Number of offices
1
Most active in
Mountain Avenue Capital LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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