M
Mount Vernon Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Mount Vernon Financial, LLC is a newly registered, fee-only investment adviser that provides wealth management and financial planning to individuals, high‑net‑worth individuals, charitable organizations, and corporations. The firm offers discretionary portfolio management for both individual and institutional accounts and helps clients establish investment policy and goals.
The firm’s investment process combines fundamental analysis with Modern Portfolio Theory and uses both passive and active vehicles to construct asset‑allocation driven portfolios. MVF may subscribe to model marketplaces and recommend or retain independent outside managers for portions of client portfolios while retaining ongoing oversight and permitting client‑imposed investment restrictions.
Noteworthy aspects of the firm include an ownership link to an independent CPA firm (one non‑advisory owner holds a material equity interest) and a disclosed process to address that potential conflict of interest. MVF also offers standalone financial planning for a fixed fee rather than only asset‑based billing, requires custody at specified custodians (Charles Schwab or Altruist), assists in the selection of other advisers, and reported no assets under management at the time of its initial filing; it does not act as a private‑fund adviser.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
$0 - $250,000: 1.25% $250,001 - $1,000,000: 1.00% $1,000,001+: 0.90%
Account minimum: $25,000 Fee-only: Financial planning fixed fee range from $500 to $8,000, fees are negotiable and due upon completion.
Main office location
Mount Vernon Financial
20 West Ohio Avenue
Mount Vernon OH 43050, United States
Number of offices
1
Most active in
Mount Vernon Financial has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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