M
Mouly Financial Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,100,000
Total clients
29
28% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$762,069
About
The firm provides tailored investment management and financial consulting to individuals, high net worth clients, pension and profit-sharing plans, corporations, trusts and charitable organizations. Services include asset management, retirement, estate and tax planning, and advice across a broad range of securities and products such as mutual funds, exchange-listed securities, government and corporate debt, annuities and certificates of deposit.
The firm’s investment approach relies primarily on client-specific asset allocation and diversification, informed by both in-house research and external sources such as Morningstar and custodial research platforms. Accounts are generally managed on a non-discretionary basis, with purchases and sales made only after client approval and with the firm honoring client-imposed investment restrictions.
The firm’s principal maintains other industry roles and licenses—serving as a registered representative of a broker-dealer, a licensed insurance producer, and providing accounting and tax-preparation services for separate fees—which the brochure discloses can generate sales-related compensation and potential conflicts of interest. The firm participates in an institutional custodial program that provides research and operational benefits, discloses these relationships to clients, and notes that sales-related compensation accounts for under half of the firm’s advisory-client revenue.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Wealth management
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.80% annually $2,000,001+: Negotiable
Compensation from sales of mutual funds and insurance products (less than 50% of revenue)
$150 to $350 per hour
Account minimum: $100,000 Minimum fee: Minimum quarterly fee of $250 for accounts of $100,000
Main office location
Mouly Financial Management, Inc.
12401 Orange Drive, Suite 223
Davie FL 33330, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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