Mott Capital Management LLC logo

Mott Capital Management LLC

Updated today

Client assets under management

$4,383,392

Clients

17

35% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

17

Low

Average account size

$257,847

About

Mott Capital Management is an independent registered investment adviser that provides discretionary and non‑discretionary portfolio management to individual and high‑net‑worth clients, primarily using U.S. equities and exchange‑traded funds. The firm manages a small number of client accounts and implements written investment policy statements tailored to each client’s objectives and risk tolerance.

The firm follows a long‑term thematic growth approach, seeking companies tied to generational and demographic shifts with a typical investment horizon of three to five years, while remaining long‑only and adjusting cash positions for macroeconomic conditions. Mott uses a mix of charting, fundamental and technical analysis to construct and monitor portfolios and documents client risk profiles as part of ongoing supervision.

Distinctive features include commercial publishing and model‑licensing activity: the firm provides market commentary through third‑party subscription platforms and its own channels and shares subscription/publication revenue, and it licenses model portfolio data to a third‑party model platform that implements trades for subscribers. Those revenue streams and the public distribution of performance‑related commentary are uncommon for firms of this size and supplement its core advisory business.

Client services

Portfolio management Model manager services

Expertise

Active portfolio management General retirement planning

Fee options

Percentage

$0 - $250,000: 2.00% $250,000 - $1,000,000: 1.50% $1,000,000+: 1.00%

Subscriptions

Revenue from subscription fees shared with financial websites; no specific client subscription fees disclosed

Other

Account minimum: $50,000 (waivable at the discretion of the firm) Fee-only: Asset-based fees charged; no commissions or performance-based fees

Main office location

Mott Capital Management LLC

106 Seventh Street, Suite 201

Garden City NY 11530, United States

Number of offices

2

Most active in

New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")