Mott Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,383,392
Clients
17
35% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
LowAverage account size
$257,847
About
Mott Capital Management is an independent registered investment adviser that provides discretionary and non‑discretionary portfolio management to individual and high‑net‑worth clients, primarily using U.S. equities and exchange‑traded funds. The firm manages a small number of client accounts and implements written investment policy statements tailored to each client’s objectives and risk tolerance.
The firm follows a long‑term thematic growth approach, seeking companies tied to generational and demographic shifts with a typical investment horizon of three to five years, while remaining long‑only and adjusting cash positions for macroeconomic conditions. Mott uses a mix of charting, fundamental and technical analysis to construct and monitor portfolios and documents client risk profiles as part of ongoing supervision.
Distinctive features include commercial publishing and model‑licensing activity: the firm provides market commentary through third‑party subscription platforms and its own channels and shares subscription/publication revenue, and it licenses model portfolio data to a third‑party model platform that implements trades for subscribers. Those revenue streams and the public distribution of performance‑related commentary are uncommon for firms of this size and supplement its core advisory business.
Client services
Portfolio management
Model manager services
Expertise
Active portfolio management
General retirement planning
Fee options
$0 - $250,000: 2.00% $250,000 - $1,000,000: 1.50% $1,000,000+: 1.00%
Revenue from subscription fees shared with financial websites; no specific client subscription fees disclosed
Account minimum: $50,000 (waivable at the discretion of the firm) Fee-only: Asset-based fees charged; no commissions or performance-based fees
Main office location
Mott Capital Management LLC
106 Seventh Street, Suite 201
Garden City NY 11530, United States
Number of offices
2
Most active in
Mott Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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