Mosaic Wealth Strategies LLC

Updated today

Find your advisor

Client assets under management

Clients

50% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

About

The firm provides financial planning and advisory services to individuals (including high-net-worth clients) and small businesses, using both modular and broad-based comprehensive planning frameworks to address cash flow, retirement, education, estate, and business matters. It also offers investment consultation and periodic complimentary educational workshops on topics such as retirement strategies, estate planning, and education funding.

Investment strategy is grounded in Modern Portfolio Theory with a blend of fundamental and technical analysis and a focus on diversified mutual fund-based portfolios and asset-class tilts. The firm does not act as an in-house portfolio manager; instead it recommends and conducts due diligence on external investment managers (including Focus Partners Advisor Solutions and the SA Funds family) and typically relies on those managers’ discretionary trading authority while the firm’s client engagements are non-discretionary.

Noteworthy differences from many peers include the firm’s regular, complimentary educational seminar offerings and the fact that firm principals are licensed insurance agents who may receive commissions on insurance and fixed annuity sales, a conflict the brochure discloses. The advisory business is small (two advisors serving roughly 20 clients), reports no firm-managed assets, and emphasizes a high-contact planning process with multiple meetings and at least annual plan reviews while outsourcing portfolio management.

Client services

Financial planning Selection of other advisers Educational seminars or workshops

Expertise

Cash flow / budgeting Debt management Retirement income strategy General retirement planning

Fee options

Percentage

$0 - $1,000,000: 1.25% annually $1,000,001 - $2,000,000: 0.95% annually $2,000,001 - $3,000,000: 0.70% annually $3,000,001 - $5,000,000: 0.60% annually $5,000,001+: Negotiable

Commissions

Commissions earned only when associates sell insurance products; not charged by the firm for advisory services

Project-based

Hourly fees of $250 per hour, billed in 10-minute increments for limited planning engagements

Other

Minimum fee: Fixed planning fees ranging from $2,500 to $15,000 based on complexity and time involved Fee-only: Yes, fee-only advisory services offered; no commissions on securities transactions

Main office location

Mosaic Wealth Strategies LLC

Greenville SC, United States

Number of offices

Most active in

Georgia · South Carolina

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website (803)666-0331

Advisors at this firm

Leila S

Series 63, Series 65

Greenville, SC

Mosaic Wealth Strategies LLC

Leila Schaefer is a financial advisor with Mosaic Wealth Strategies LLC in Greenville, SC, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. She previously worked at Eagle Strategies (NY Life) and NYLIFE Securities LLC from 2016 to 2018. Schaefer is also licensed as an insurance broker for non-registered insurance products. Mosaic Wealth Strategies LLC is a state-registered advisory firm serving individual and high-net-worth clients with modular and comprehensive financial planning, retirement and education planning, investment consultation, and business consulting. The firm typically arranges portfolio management through third-party managers, blending Modern Portfolio Theory with fundamental and technical analysis to create diversified, primarily mutual-fund-based allocations.

Cash flow / budgeting Debt management Retirement income strategy General retirement planning

Leila D

CFP®, Series 63, Series 65

Greenville, SC

Mosaic Wealth Strategies LLC

Leila Dudley is a CFP®-certified financial advisor with 13 years of industry experience, currently serving at Mosaic Wealth Strategies LLC in Greenville, SC. She previously worked at Eagle Strategies, NYLife Securities LLC, and New York Life Insurance Company. Dudley is also appointed with outside carriers to broker non-registered insurance products. Mosaic Wealth Strategies LLC is a state-registered advisory firm serving individual and high-net-worth clients with financial planning, retirement and education planning, investment consultation, and business consulting. The firm employs a blended investment approach using Modern Portfolio Theory alongside fundamental and technical analysis, typically arranging portfolio management through third-party managers rather than managing assets directly.

Cash flow / budgeting Debt management Retirement income strategy General retirement planning

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support