Mort Kelly Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$346,875
Total clients
7
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$49,554
About
Mort Kelly Financial Services provides financial planning, portfolio management (both discretionary and non‑discretionary), and recommends third‑party advisers, with primary investment coverage of mutual funds and exchange‑traded funds. The firm charges a mix of hourly, fixed and percentage‑of‑AUM fees and offers written and targeted financial plans and monitoring services.
The firm tailors investment strategies to individual client objectives using fundamental and technical analysis and employs both long‑ and short‑term purchase strategies, with continuous monitoring and at least annual formal reviews. It may refer clients with smaller account sizes to third‑party managers and oversees relationships with recommended managers as a strategic manager when engaged.
A distinctive feature is the firm’s periodical and subscription offering: clients receive a monthly newsletter free and non‑clients may subscribe for $25 per year, and the brochure also lists paid verbal and written research reports. The principal is also a licensed insurance producer who earns commissions on insurance sales (a disclosed conflict of interest the firm may offset against advisory fees) and the firm has a solicitation agreement with Absolute Capital Management under which it may share in up to half of third‑party advisory fees.
Client services
Expertise
Fee options
Simple written financial plans $250 (negotiable), complex plans $500, monitoring fees $25-$10 annually, negotiated annual fees starting at $500.
$10,001 - $30,000: 1.00% $30,000 - $50,000: 1.25% $50,001 - $75,000: 1.50% $75,001 - $100,000: 2.00% $100,001 - $250,000: 2.00% First $250,000 - $250,000: 2.00% Plus Next $50,000 - $50,000: 1.00% Plus Next $200,000 - $200,000: 0.75% Plus Next $250,000 - $250,000: 0.50% Plus Next $250,000+: 0.25% Over $1,000,000 - $4,000,000: 0.10%
Insurance commissions earned by the manager for selling insurance products, separate and in addition to advisory fees.
$55.00 per hour for telephone calls and written research reports, with minimum billable amounts.
Account minimum: No minimum account size required to open and maintain an advisory account. However, clients with at least $10,000 to invest are generally referred to a third party investment adviser. Minimum fee: $25.00 for account value $1-$1,000; $35 for $1,001-$2,500; $50 for $2,501-$5,000; $100 for $5,001-$10,000 annually. Fee-only: Hourly fees of $55.00/hr with minimums, fixed fees for financial plans ($250 to $500), monitoring fees ($25 first account, $10 additional annually), and negotiated annual fees starting at $500.
Main office location
Mort Kelly Financial Services, LLC
New Orleans LA, United States
Number of offices
1
Most active in
Louisiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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