Morgan Financial Incorporated
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$60,500,000
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
186
9% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
186
Very HighAverage account size
$325,269
About
Morgan Financial, Inc. serves individual and high‑net‑worth clients, overseeing about $64 million across roughly 186 accounts and offering both discretionary and nondiscretionary asset management alongside comprehensive financial planning services, including retirement, tax, education, personal, business and estate planning. The firm does not participate in wrap fee programs.
The firm relies primarily on fundamental analysis to build individualized portfolios and allows clients to impose investment restrictions; account monitoring and reviews are performed by the firm’s principal, with clients receiving monthly or quarterly statements and an annual planning review included. Trades are implemented on an individual‑account basis rather than through aggregated block trading, and the firm states it does not receive soft‑dollar benefits.
The firm’s principal is also a registered representative of Cambridge Investment Research and conducts insurance sales—activities the brochure states account for roughly one‑third of professional time and that create potential conflicts of interest; the brochure also discloses that Cambridge calculates advisory fees and may exclude certain “B” share holdings when computing account values. Additionally, the firm does not vote client proxies, leaving proxy voting and corporate action decisions to clients.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Fee options
$250 - $750 for financial planning (flat fee)
$0 - $75,000: 1.50% – 1.60% $150,000 - $249,999: 1.40% – 1.50% $250,000+: 1.20% – 1.40%
Main office location
Morgan Financial Incorporated
449 B Main Street
Oley PA 19547, United States
Number of offices
1
Most active in
Morgan Financial Incorporated has reported serving >5 clients in these states in the last 12 months.
Montana · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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