Morgan-Aly Wealth Management, LLC

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Client assets under management

$104,194,607

Clients

156

13% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$667,914

About

Morgan-Aly Wealth Management advises individual clients, including high-net-worth households, and in limited cases small corporations and employer-sponsored retirement plans. The firm offers discretionary asset management, prepares personalized investment policy statements, and provides retirement-plan consulting and participant education, generally charging percentage-of-assets advisory fees.

The firm implements model-based strategies using a proprietary Intrinsic Value (IV) formula to select individual stocks and combines those stock models with bond allocations and ETFs according to each client’s risk tolerance. Accounts are managed on a discretionary basis, with ETFs used for smaller accounts and very limited use of insurance annuities where the advisers deem them appropriate.

Noteworthy for a firm of its size, certain professionals are separately licensed as independent insurance agents and may transact insurance products for clients, receiving customary commissions that the firm discloses and seeks to mitigate through its Code of Ethics and client disclosures. The firm also recently transitioned from state to SEC registration and requires clients to custody assets with LPL Financial—an arrangement that provides the firm with administrative and technology support that may create additional conflicts of interest.

Client services

Portfolio management

Expertise

Annuities

Fee options

Percentage

$0 - $499,999: 1.25% $500,000 - $999,999: 1.15% $1,000,000 - $1,999,999: 1.00% $2,000,000+: Negotiable

Other

Account minimum: $250,000

Main office location

Morgan-Aly Wealth Management, LLC

N4 W22370 Bluemound Rd, Suite 204

Waukesha WI 53186, United States

Number of offices

Most active in

Florida · Minnesota · Texas · Wisconsin

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 2626910100

Advisors at this firm

Jason B

Series 63, Series 66

Waukesha, WI

Morgan-Aly Wealth Management, LLC

Jason Behr is a financial advisor at Morgan-Aly Wealth Management, LLC with eight years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Raymond James Financial Services, Inc. and TD Ameritrade. Outside of his advisory role, he serves as Treasurer for the nonprofit Early Music Now and as a trustee for Luther Memorial Chapel. Morgan-Aly Wealth Management serves individual clients, including both high-net-worth and non-high-net-worth households, as well as select small corporations. The firm employs proprietary model strategies and an Intrinsic Value Formula for discretionary asset management, focusing on individual stocks, fixed income, ETFs, and occasionally insurance annuities.

Annuities

James H

Series 63, Series 65

Waukesha, WI

Morgan-Aly Wealth Management, LLC

James Hayett is a financial advisor with Morgan-Aly Wealth Management, LLC in Waukesha, WI. He holds Series 63 and Series 65 licenses and has 43 years of industry experience. Since 2014, he has worked with Morgan-Aly Wealth Management and Raymond James Financial Services. Morgan-Aly Wealth Management serves individual clients, including high-net-worth and non-HNW households, and occasionally small corporations, offering discretionary asset management and consulting for self-directed retirement plans. The firm uses proprietary model strategies and an Intrinsic Value Formula to guide stock selection and asset allocation, managing accounts on a discretionary basis.

Annuities

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