Moreno Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,500,000
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
18
0% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
Very LowAverage account size
$2,083,333
About
Moreno Capital is a state-registered investment adviser that provides discretionary and non-discretionary asset management, financial planning, and pension consulting primarily for individual and high‑net‑worth clients. The firm charges asset‑based advisory fees and also offers fixed‑fee financial planning engagements.
Its investment process draws on fundamental, technical, and cyclical analysis and explicitly contemplates the use of options, derivatives, margin, and other leveraged strategies within client accounts. Moreno Capital also offers performance‑based fee arrangements for qualified clients (with a high‑water mark and up to a 20% performance fee), and the brochure discloses attendant conflicts and mitigation measures.
Noteworthy features for a firm of this size include a relatively small client roster and about $41.6 million in discretionary assets under management, the combination of derivatives trading with performance‑fee arrangements, and an explicit acknowledgment of circumstances involving non‑U.S. investors in its performance‑fee discussion. The brochure also discloses a January 2026 regulatory action regarding a continuing‑education reporting lapse, which the firm has documented in its disciplinary section.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Tax-loss harvesting
Occupation focus
Founder/Business Owner
Fee options
Fixed fee up to $25,000 depending on complexity
2.00% annually
Up to 20% of gains above highwater mark, paid annually
Account minimum: $100,000
Most active in
Moreno Capital has reported serving >5 clients in these states in the last 12 months.
California · Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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