Mooring Bay Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,531,335
Clients
5
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$1,706,267
About
Mooring Bay Capital Management provides discretionary investment management, portfolio analysis, and financial planning to high-net-worth individuals, estates, corporations, pension/retirement plans, and endowments. Services are delivered primarily through separately managed accounts held at Charles Schwab, with portfolio analysis and financial planning also available on a flat-fee or hourly basis.
The firm concentrates on fixed income with a specialty in municipal and infrastructure debt, investing across investment-grade, below-investment-grade, and non-rated securities and using relative value analysis, fundamental credit review, and technical analysis to construct actively managed portfolios. Investment management is discretionary and tailored to each client’s objectives and restrictions, with periodic reviews and documented implementation plans for any client-imposed limits.
Notable features include an explicit focus on serving institutional clients (endowments, corporations, and pension plans) alongside high-net-worth individuals, a service mix that is uncommon among independent advisers and a stated account minimum of $500,000 that reflects its client targeting. The adviser is a recently established practice (advisory services since September 2024) managing roughly $8.53 million across five client accounts, reflecting a compact, specialized operation centered on municipal and infrastructure debt.
Client services
Financial planning
Portfolio management
Portfolio analysis and consulting
Expertise
Active portfolio management
Fee options
$1,000 to $5,000, negotiable
0.75% annually
$200 to $400 per hour, negotiable
Account minimum: $500,000
Main office location
Mooring Bay Capital Management
6440 N Central Expy, Suite 900 B
Dallas TX 75206-4123, United States
Number of offices
1
Most active in
Mooring Bay Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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