Moore Financial Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,179,571
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
93
14% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
93
Very HighAverage account size
$303,006
About
Moore Financial Management, Inc. is a small, state-registered independent advisory firm managing about $29.5 million for roughly 93 clients, primarily individuals and families under an asset‑based fee model. In addition to typical individual clients, the firm also provides advisory services to charitable organizations and to sponsors of participant‑directed retirement plans.
The firm delivers ongoing financial planning integrated with discretionary investment management, applying Modern Portfolio Theory to construct asset allocations and using a mix of passive and active vehicles, including stocks, bonds, mutual funds, ETFs and fee‑only annuities. It may employ outside managers, offers access to Betterment Advisor Solutions as a sub‑advisor and custodian option, and performs periodic (generally quarterly) account reviews while accommodating reasonable client‑imposed investment restrictions.
What is atypical for a solo independent adviser is the firm’s role in pension consulting and its work with charitable organization clients, and it acknowledges ERISA fiduciary responsibilities when engaged by employee benefit plans. The firm also offers fixed‑fee, project‑based financial planning engagements in addition to its AUM relationships and maintains a $250,000 account minimum that may be waived, reflecting a blend of recurring portfolio management and standalone planning services.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Wealth management
Occupation focus
Founder/Business Owner
Fee options
Fixed fee for project-based financial planning ranging from $2,500 to $7,000, negotiable
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001+: 0.50%
Account minimum: $250,000 Minimum fee: Flat annual fee of $3,750 if minimum account size is not met; minimum fee may be waived at discretion Fee-only: Fees based on assets under management and fixed fees for project-based financial planning
Main office location
Moore Financial Management, Inc.
Bradenton FL, United States
Number of offices
1
Most active in
Moore Financial Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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