Montgomery Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,726,657
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
11
36% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
11
Average account size
$429,696
About
Montgomery Capital Management serves individual and high‑net‑worth clients, as well as certain pension plans, trusts, estates and charitable organizations, providing discretionary and non‑discretionary portfolio management alongside college‑funding consulting. The firm operates as a small, owner‑operated advisory boutique and develops individualized Financial Profiles and Investment Plans with each client.
The firm generally invests client portfolios primarily in mutual funds and ETFs but follows an actively managed, top‑down "Good Shepherd" approach that continually repositions assets across stocks, bonds, real estate and cash and may use special‑situation funds, individual securities, short‑term trading, short sales and margin rather than a fixed buy‑and‑hold allocation. Its investment analysis incorporates economic, fundamental, technical, monetary, cyclical and psychological factors to construct and adjust model portfolios tailored to client objectives.
Distinctive features include a related, commonly controlled college‑funding advisory to which clients may be referred (a relationship the firm discloses and manages for conflicts), a reliance on a single institutional custody and execution platform for operational efficiencies, and an owner‑manager who personally reviews accounts. The firm also does not vote client proxies, instead leaving proxy decisions to clients, which differs from some peers that provide proxy‑voting services.
Client services
Portfolio management
Education funding consulting
Expertise
College savings (529s, UTMA, etc.)
Active portfolio management
Fee options
$0 - $1,000,000: 1.50% $1,000,000+: 1.00%
$125 per hour, billed in quarter-hour increments for college funding services
Account minimum: $100,000
Main office location
Montgomery Capital Management, LLC
753 C Thimble Shoals Boulevard
Newport News VA 23606, United States
Number of offices
2
Most active in
Montgomery Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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