Monroe Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$72,220,885
Total clients
55
78% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
55
Average account size
$1,313,107
About
Monroe Wealth Management is a California-registered, fee-only advisory firm run by a single CFP®-credentialed advisor that manages approximately $72.2 million for about 55 individual and high‑net‑worth clients. The firm provides discretionary investment management, comprehensive financial planning (including an ongoing subscription-style planning option), and business consulting services for owner-operated businesses.
The firm’s investment approach is grounded in Modern Portfolio Theory and blends passive and active strategies, typically using stocks, bonds, mutual funds and ETFs as core holdings and relying on BlackRock ETF model portfolios for implementation. For clients with tax-sensitive or concentrated positions, the firm may introduce alternatives such as long/short strategies, exchange funds, direct indexing, and will engage outside managers or ESG screens when appropriate.
What distinguishes Monroe Wealth Management from many solo practices is its relatively large asset base concentrated across a modest client roster, which supports individualized investment policy development and integrated business-owner consulting (continuity planning, small-business retirement planning, and related tax considerations). The firm operates on a fee-only basis, generally requires use of its recommended custodial platform, and executes client trades on an individual rather than aggregated block-trading basis.
Client services
Financial planning
Portfolio management
Fee options
Business consultation fee of $1,250 per quarter for clients who own businesses, paid in advance
$1,000,000 - $2,000,000: 0.9% $2,000,001 - $3,000,000: 0.8% $3,000,001 - $4,000,000: 0.7% $4,000,001 - $5,000,000: 0.6% $5,000,001 - $10,000,000: 0.5% $10,000,001+: 0.25%
Minimum fee: $10,000 annual minimum (paid quarterly) for accounts $1,000,000 and above Fee-only: Flat fees for clients with managed assets below $1 million, charged quarterly in advance, not exceeding $10,000 annually or 2% of assets under management
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Monroe Wealth Management LLC
1160 Battery St Suite 100
San Francisco CA 94111, United States
Number of offices
1
Forms ADV
Quick links
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