Monroe Capital Partners, LLC

Monroe Capital Partners provides continuous investment supervisory services and individualized portfolio management to individuals (including high-net-worth clients) and charitable organizations, generally charging advisory fees calculated as a percentage of assets under management. The firm offers both discretionary and non-discretionary management and develops client-specific investment policies through personal discussions about objectives, time horizons and risk tolerance.

The firm’s investment process is centered on asset allocation and draws on fundamental, cyclical, quantitative and qualitative analysis to implement long- and short-term strategies. Uncommonly for independent advisers of its type, the firm uses borrowing (margin) and derivatives inside separately managed accounts, including options strategies such as covered calls and spreads and options on commodities.

Monroe typically recommends custody at an institutional custodian and provides quarterly reporting and ongoing supervisory review of client accounts, with the ability to group related accounts for minimums and fee determinations. The firm discloses proxy-voting policies (it uses an external proxy framework) and maintains a formal Code of Ethics and trade aggregation procedures to address conflicts of interest and personal trading.