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Momentum Independent Network Inc.

Updated today

Client assets under management

$1,558,043,522

Clients

2,817

14% high-net-worth

Advisors

123

of 123 employees

Firm type

Multi-team

30-300 advisors or >$3B in AUM

Clients per advisor

23

Very Low

Average account size

$553,086

About

Momentum Independent Network Inc. serves individuals (including high‑net‑worth clients), corporate and institutional clients, and retirement plans with investment advisory and portfolio management, financial planning, and brokerage, execution, clearing and custody services. As both an SEC‑registered investment adviser and a full‑service broker‑dealer, the firm offers multiple wrap‑fee managed account programs and access to third‑party platforms and managers.

MIN uses both discretionary and non‑discretionary structures across advisor‑constructed and model‑based solutions, delivering portfolios via Envestnet and its program lineup (Aviator/Co‑Pilot, Passport Series SMA, Momentum Pathways UMA, Gateway FSP, Compass/ Navigator UMA, and others). The firm combines asset‑allocation, quantitative, fundamental and technical analysis and offers overlay capabilities (tax‑aware and impact overlays), municipal fixed‑income strategies, and ERISA fiduciary retirement plan services.

What distinguishes MIN from many peers is the integration of broker‑dealer operations with banking and municipal advisory capabilities within the Hilltop group: HTS (an affiliate) sponsors HTSPM municipal bond strategies that are co‑advised by Franklin Templeton and sub‑advised by Western Asset, and the firm operates an FDIC‑based Bank Insured Deposit (BID) sweep program administered with an affiliated bank. MIN also maintains program features that are less common at large enterprise advisers, including an automated Global Class Actions Asset Recovery service, ongoing periodical client communications and recent expansions such as the option to include corporate bonds in HTSPM tax‑aware municipal strategies.

Client services

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments

Occupation focus

Founder/Business Owner Retired Executive

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Fee options

Fixed

Fixed fees charged quarterly or annually for financial planning/consulting services; varies based on scope and complexity

Percentage

$0 - $249,999: 2.25% (Individual Securities), 1.75% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $250,000 - $499,999: 2.00% (Individual Securities), 1.50% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $500,000 - $999,999: 1.75% (Individual Securities), 1.25% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $1,000,000+: 1.50% (Individual Securities), 1.00% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $0 - $249,999: 2.90% - 3.00% (Equity/Balanced SMA Portfolios), 1.55% - 1.65% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $250,000 - $499,999: 2.40% - 2.50% (Equity/Balanced SMA Portfolios), 1.40% - 1.50% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $500,000 - $999,999: 2.15% - 2.25% (Equity/Balanced SMA Portfolios), 1.25% - 1.35% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $1,000,000 - $4,000,000: 1.90% - 2.00% (Equity/Balanced SMA Portfolios), 1.05% - 1.15% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $5,000,000+: 1.75% - 1.85% (Equity/Balanced SMA Portfolios), 0.90% - 1.00% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $0 - $249,999: 3.00% (ETF/Equity/Balanced Portfolios), 1.65% (Fixed Income Portfolios), 1.75% (Mutual Funds) - Gateway FSP Program $250,000 - $499,999: 2.50% (ETF/Equity/Balanced Portfolios), 1.50% (Fixed Income Portfolios), 1.50% (Mutual Funds) - Gateway FSP Program $500,000 - $999,999: 2.00% (ETF/Equity/Balanced Portfolios), 1.35% (Fixed Income Portfolios), 1.25% (Mutual Funds) - Gateway FSP Program $1,000,000+: 1.85% (ETF/Equity/Balanced Portfolios), 1.15% (Fixed Income Portfolios), 1.10% (Mutual Funds) - Gateway FSP Program $0 - $249,999: 3.00% - Compass UMA Program $250,000 - $499,999: 2.50% - Compass UMA Program $500,000 - $999,999: 2.25% - Compass UMA Program $1,000,000 - $4,000,000: 2.00% - Compass UMA Program $4,000,000+: 1.85% - Compass UMA Program $0 - $249,999: 1.75% - Endeavor Program $250,000 - $499,999.99: 1.50% - Endeavor Program $500,000 - $999,999.99: 1.25% - Endeavor Program $1,000,000+: 1.00% - Endeavor Program $0 - $249,999: 2.25% - Navigator UMA Program $250,000 - $499,999: 2.00% - Navigator UMA Program $500,000 - $999,999: 1.75% - Navigator UMA Program $1,000,000+: 1.50% - Navigator UMA Program $0 - $249,999: 3.00% (ETF/Equity/Balanced Portfolios), 1.65% (Fixed Income Portfolios), 1.75% (Mutual Fund Portfolio) - Explorer Program $250,000 - $499,999: 2.50% (ETF/Equity/Balanced Portfolios), 1.50% (Fixed Income Portfolios), 1.50% (Mutual Fund Portfolio) - Explorer Program $500,000 - $999,999: 2.00% (ETF/Equity/Balanced Portfolios), 1.35% (Fixed Income Portfolios), 1.25% (Mutual Fund Portfolio) - Explorer Program $1,000,000+: 1.85% (ETF/Equity/Balanced Portfolios), 1.15% (Fixed Income Portfolios), 1.10% (Mutual Fund Portfolio) - Explorer Program

Project-based

$250 to $500 per hour for financial planning/consulting services

Other

Account minimum: $25,000

Main office location

Momentum Independent Network Inc.

717 N. Harwood Street, Suite 3400

Dallas TX 75201, United States

Number of offices

125

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael L

Series 63, Series 65

Dallas, TX

Momentum Independent Network Inc.

Michael Lauterbach is a financial advisor with Momentum Independent Network Inc. in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has worked at Hilltop Securities Inc. since 2016. Momentum Independent Network serves individual, high-net-worth, charitable, corporate, institutional, and banking/thrift clients through advisory and brokerage services, utilizing a platform model with third-party managers and offering a range of investment advisory programs, managed accounts, and financial planning solutions.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Robert B

Series 63, Series 65

Coppell, TX

Momentum Independent Network Inc.

Robert Barton is a financial advisor with Momentum Independent Network Inc. He holds Series 63 and Series 65 credentials and has 38 years of industry experience. Since 2013, he has been associated with SWS Financial Services. Momentum Independent Network serves a diverse client base including individual, high-net-worth, charitable, corporate, institutional, and banking/thrift clients, offering advisory and brokerage services. The firm utilizes a platform model with third-party managers and Envestnet for investment advice and account management, and is notable for its integration with Hilltop affiliates in municipal bond strategies and cash management programs.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Eugene F

CFA®, Series 63, Series 65

Dallas, TX

Momentum Independent Network Inc.

Eugene Flusche is a CFA® charterholder with 35 years of industry experience, currently affiliated with Momentum Independent Network Inc. He has worked with SWS Financial Services, Inc. since 2003 and Fidelity Brokerage Services LLC since 2000. Outside of his advisory role, he serves as a substitute teacher for Dallas ISD. Momentum Independent Network serves individual, high-net-worth, charitable, corporate, institutional, and banking clients through advisory and brokerage services. The firm utilizes a platform model leveraging third-party managers and Envestnet for investment management, offering a range of programs including managed accounts, financial planning, and retirement consulting.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Elton R

Series 63, Series 66

Greenwood, AR

Momentum Independent Network Inc.

Elton Rambin is a financial advisor with Momentum Independent Network Inc. in Greenwood, Arkansas. He holds Series 63 and Series 66 licenses and has 46 years of industry experience. He has worked at SWS Financial Services since 2008. Outside of his advisory role, Rambin is involved in a family business that organizes hunting safaris and fishing trips and occasionally serves as a guest host on a radio show focused on outdoor activities. Momentum Independent Network serves a diverse client base including individuals, high-net-worth, charitable, corporate, institutional, and banking/thrift clients. The firm offers a range of advisory and brokerage services, utilizing third-party managers and advanced platform solutions for investment management and financial planning.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Lesley B

Series 63, Series 66

Dallas, TX

Momentum Independent Network Inc.

Lesley Burton is a financial advisor at Hilltop Securities Inc. in Dallas, TX, holding Series 63 and Series 66 credentials with 10 years of industry experience. Her prior roles include positions at Transamerica Capital, Inc. and TIB The Independent BankersBank, NA. Hilltop Securities Inc. provides brokerage, execution, custody, investment advisory, and retirement-plan consulting services to a diverse client base including individuals, corporations, nonprofits, and institutions. The firm offers a range of portfolio management programs and retirement fiduciary services through an open-architecture platform featuring multiple adviser-managed and model-based solutions.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Paul O

Series 63, Series 66

Dallas, TX

Momentum Independent Network Inc.

Paul O’Toole is a financial advisor with Hilltop Securities Inc. in Dallas, TX, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. He previously worked at LPL Financial for nine years before joining Hilltop Securities. Hilltop Securities Inc. provides brokerage, execution, clearing, custody, investment advisory, and retirement-plan consulting services to individuals, corporations, nonprofits, and institutional clients. The firm manages approximately $2.25 billion in assets and offers a range of managed account programs and fiduciary retirement-plan services through an open-architecture platform featuring adviser-managed and model-based investment solutions.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Allen S

Series 63, Series 65

Ogden, UT

Momentum Independent Network Inc.

Allen Stansfield is a financial advisor at Momentum Independent Network Inc. with 34 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Momentum Independent Network since 2012. Outside of his advisory role, he teaches state hunter education classes and serves on the board of his wife’s company, Discovery West. Momentum Independent Network serves a diverse client base including individual, high-net-worth, charitable, corporate, institutional, and banking clients, offering advisory programs, managed accounts, financial planning, and brokerage services. The firm utilizes a platform model with third-party managers and integrates with Hilltop affiliates for municipal bond strategies and cash management features.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Michael D

Series 63, Series 65

Winston, NM

Momentum Independent Network Inc.

Michael Dyer is a financial advisor at Momentum Independent Network Inc. with 37 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Momentum Independent Network since 2002. Outside of his advisory work, he owns T-Axis, a business focused on jewelry, painting, and sculpture. Momentum Independent Network serves a diverse client base including individual, high-net-worth, charitable, corporate, institutional, and banking clients through advisory and brokerage services. The firm utilizes a platform model with third-party managers and offers a range of investment advisory programs, managed accounts, financial planning, and retirement plan consulting.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Keri V

Series 63, Series 65

Dallas, TX

Momentum Independent Network Inc.

Keri Vigil is a financial advisor with Momentum Independent Network Inc. in Amarillo, TX, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. She has been with SWS Financial Services since 2010. Momentum Independent Network serves a diverse client base including individual, high-net-worth, charitable, corporate, institutional, and banking/thrift clients through advisory and brokerage services. The firm offers a range of investment advisory programs, managed accounts, financial planning, retirement consulting, and custody services, utilizing a platform model with third-party managers and integrated solutions from Hilltop affiliates.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Shane A

Series 63, Series 65

Henderson, TX

Momentum Independent Network Inc.

Shane Abernathy is a financial advisor with Momentum Independent Network Inc. in Henderson, TX, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He previously worked at Hilltop Securities Independent Network Inc., Ameriprise Financial Services, Inc., and Investment Professionals, Inc. Momentum Independent Network serves individual, high-net-worth, charitable, corporate, institutional, and banking/thrift clients through advisory and brokerage relationships, offering investment advisory programs, managed accounts, financial planning, and retirement plan consulting. The firm employs a platform model utilizing third-party managers and Envestnet for model delivery and account management, with notable integration with Hilltop affiliates for municipal bond strategies and cash management features.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Tia T

CFP®, Series 63, Series 65

Dallas, TX

Momentum Independent Network Inc.

Tia Tomlin is a Certified Financial Planner® (CFP®) with 36 years of industry experience. She has been with Momentum Independent Network Inc. since 2011. Based in Dallas, TX, she holds Series 63 and Series 65 licenses. Momentum Independent Network serves a diverse client base including individual, high-net-worth, charitable, corporate, institutional, and banking/thrift clients. The firm offers a range of investment advisory and brokerage services, utilizing third-party managers and Envestnet’s platform for model delivery, trading, and account management.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Mitchell L

Series 63, Series 66

Johnson City, TX

Momentum Independent Network Inc.

Mitchell Liesmann is a financial advisor at Momentum Independent Network Inc. with 20 years of industry experience. He previously worked at LPL Financial and J.P. Morgan Securities. Outside of his advisory role, Liesmann is involved in ranching operations and serves as a commissioner for the Blanco County Emergency Services District. Momentum Independent Network serves a diverse client base including individual, high-net-worth, charitable, corporate, and institutional clients. The firm offers advisory and brokerage services utilizing third-party managers and a platform model to deliver customized investment and account management solutions.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Diane B

Series 63, Series 66

Bastrop, TX

Momentum Independent Network Inc.

Diane Binford is a financial advisor with Momentum Independent Network Inc. She holds Series 63 and Series 66 designations and has 43 years of industry experience. Her prior work includes multiple periods at Hilltop Securities Inc. and Southwest Securities Inc. Momentum Independent Network serves individual, high-net-worth, charitable, corporate, institutional, and banking/thrift clients through advisory and brokerage relationships. The firm offers a range of investment advisory programs, managed accounts, financial planning, and retirement plan consulting, utilizing a platform model that integrates third-party managers and Envestnet for model delivery and account management.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

James A

Series 63, Series 65

Edmond, OK

Momentum Independent Network Inc.

James Aycock Jr. is a financial advisor with Momentum Independent Network Inc. in Edmond, Oklahoma, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has worked at SWS Financial Services Inc. since 2003 and operates his own tax preparation and bookkeeping business as a CPA. Momentum Independent Network serves a range of clients including individuals, high-net-worth, charitable, corporate, institutional, and banking/thrift clients through advisory and brokerage services. The firm employs a platform model leveraging third-party managers and Envestnet for investment management and offers a variety of managed account and financial planning solutions.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
user avatar

Fikry L

CFP®, CFA®, Series 63, Series 65

Oxnard, CA

Momentum Independent Network Inc.

Fikry Lansing is a CFP® and CFA® with 31 years of industry experience. He is currently affiliated with Momentum Independent Network Inc. and has worked at Sws Financial Services since 2004. Lansing is also a licensed life and health insurance agent in California and serves as a notary public on a limited basis outside of business hours. Momentum Independent Network serves a diverse client base including individual, high-net-worth, charitable, corporate, institutional, and banking/thrift clients through advisory and brokerage services. The firm utilizes a platform model with third-party managers and Envestnet to provide customized investment advisory programs and integrated cash management solutions.

Tax-loss harvesting Wealth management Retirement income strategy Private / alternative investments Founder/Business Owner Retired Executive
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