M
Momentum FinTech LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,245,186
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
33
58% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
33
TypicalAverage account size
$219,551
About
Momentum FinTech LLC provides discretionary portfolio management and financial planning to individuals, high-net-worth individuals, and charitable organizations, managing roughly $7.35 million across 33 client relationships. The firm documents client objectives and risk tolerance in an Investment Policy Statement and typically charges asset-based fees for ongoing portfolio management.
Its investment approach combines charting, fundamental and technical analysis and it employs a range of strategies from long-term holdings to more active techniques including short sales, margin transactions and options trading; account management is discretionary with quarterly reviews and written fiduciary acknowledgements for retirement accounts. Financial planning engagements are delivered as one-time plans, with additional services available for a fee.
Noteworthy operational features include a firm policy that requires clients to use TradeStation as the executing broker/custodian and an acknowledgment that custodians may provide research or other “soft-dollar” benefits, which can create potential conflicts of interest. The sole principal’s multiple outside leadership roles with nonprofit and overseas organizations, together with the firm’s combination of charitable clients and active trading strategies, distinguish it from many solo independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Fee options
$200 to $1,000 depending on plan complexity
$30,000+: 2.00% annually
Account minimum: $30,000
Main office location
Momentum FinTech LLC
1945 Pleasant Hill Ln
Lisle IL 60532, United States
Number of offices
1
Most active in
Momentum FinTech LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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