Mogul Wealth Management, Inc.

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Client assets under management

$56,360,145

Clients

143

1% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$394,127

About

Mogul Wealth Management provides investment supervisory services, financial planning, and pension consulting to individuals (including high‑net‑worth clients), retirement plans, and business entities. The firm operates as a small advisory team managing roughly $59 million across about 143 client relationships and documents each client’s goals, time horizon, and risk tolerance in an Investment Policy Statement.

The firm uses fundamental and cyclical analysis to construct portfolios across mutual funds, equities, fixed income, ETFs, REITs, private placements and insurance products, and it documents reviews at least quarterly with semi‑annual written reporting to clients. Mogul Wealth does not manage accounts on a discretionary basis, may refer clients to third‑party managers (with fee‑sharing arrangements), and provides financial planning and pension consulting on an hourly or project basis.

Distinctive aspects disclosed in the brochure include broker‑dealer and insurance affiliations and acceptance of outside compensation for commissionable insurance and broker‑dealer products, which the firm identifies as potential conflicts of interest. The firm also requires clients to use its recommended custodian (Pershing) rather than permitting client‑directed brokerage and documents procedures related to fee‑sharing and third‑party manager selection.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

College savings (529s, UTMA, etc.) Annuities

Fee options

Percentage

$1 - $50,000: 1.95% $50,001 - $100,000: 1.75% $100,001 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%

Commissions

Commission-based compensation is received for the sale of insurance and securities products by representatives who are registered representatives or insurance agents.

Project-based

$175 per hour for financial planning and pension consulting services

Other

Account minimum: $250,000

Main office location

Mogul Wealth Management, Inc.

818 Manhattan Beach Boulevard, Suite 200

Manhattan Beach CA 90266, United States

Number of offices

Most active in

California

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 310-545-6700

Advisors at this firm

Phillip C

Series 66

Manhattan Beach, CA

Mogul Wealth Management, Inc.

Phillip Cook is a financial advisor with Mogul Wealth Management, Inc. in Manhattan Beach, CA, holding a Series 66 designation and bringing 51 years of industry experience. He has worked at LPL Financial LLC and Cetera Advisor Networks LLC and has been associated with Mogul Wealth Management since 2007. Cook serves on the board of the Manhattan Beach Historical Society. Mogul Wealth Management provides investment supervisory services, financial planning, and pension consulting to individuals, including high-net-worth clients, retirement plans, and business entities. The firm uses fundamental and cyclical analysis to construct diversified portfolios and documents client goals and risk tolerance in Investment Policy Statements, conducting regular reviews and reporting.

College savings (529s, UTMA, etc.) Annuities

Troy B

Series 66

Manhattan Beach, CA

Mogul Wealth Management, Inc.

Troy Broyles is a financial advisor at Mogul Wealth Management, Inc. with six years of industry experience. He holds a Series 66 designation and has previously worked at Cetera Advisor Networks LLC and LPL Financial. Outside of his advisory role, he is a business owner of Air Mates, a non-investment-related home-based venture. Mogul Wealth Management serves individuals, retirement plans, and business entities by providing investment supervisory services, financial planning, and pension consulting. The firm manages portfolios using fundamental and cyclical analysis across various asset classes and maintains a structured review and reporting process for its approximately 143 client relationships.

College savings (529s, UTMA, etc.) Annuities

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