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Moffatt Financial Strategies

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Client assets under management

$116,310,881

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Clients

178

21% high-net worth

Advisors

2

of 6 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

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Clients per advisor

89

High

Average account size

$653,432

About

Moffatt Financial Strategies provides investment advisory and financial planning services to individuals (including high-net-worth clients) and pension or profit-sharing plans, offering portfolio management, retirement and pension consulting, and written financial plans. The firm creates an Investment Policy Statement for each client and implements ongoing advisory services on a discretionary or non-discretionary basis.

The firm’s investment process emphasizes fundamental analysis and documents client risk tolerance, using a mix of long‑term and active strategies (including options, margin, and short sales where appropriate) and regular portfolio monitoring. Moffatt Financial Strategies also uses third‑party managers and model solutions, and documents allocation and trading procedures to seek fair and equitable treatment across client accounts.

What is distinctive about the firm is its industry affiliations: the principal(s) maintain licensure and operating roles outside the advisory firm, including acting as insurance agents and having relationships with other registered investment advisers, which the firm discloses and manages as potential conflicts of interest. The firm also outsources certain operational functions (including billing to an OCIO) and provides services such as pension consulting and business exit/succession planning alongside its advisory offerings, features that are less common among similarly sized supported firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Fixed financial planning fees negotiated between $1,000 and $25,000

Percentage

$0+: 2.00% annually (Portfolio Management Fees) $0+: 2.00% annually (Pension Consulting Fees) $10,000 - $99,999: 1.35% total fee (1.00% MFS + 0.35% LPL Financial) $100,000 - $499,999: 1.25% total fee (1.00% MFS + 0.25% LPL Financial) $500,000 - $749,999: 1.23% total fee (1.00% MFS + 0.23% LPL Financial) $750,000 - $999,999: 1.18% total fee (1.00% MFS + 0.18% LPL Financial) $1,000,000 - $2,499,999: 1.16% total fee (1.00% MFS + 0.16% LPL Financial) $2,500,000+: 1.13% total fee (1.00% MFS + 0.13% LPL Financial) $0 - $50,000,000: 1.78% total fee (1.00% MFS + 0.78% Townsquare Capital) $50,000,001 - $250,000,000: 1.62% total fee (1.00% MFS + 0.62% Townsquare Capital) $250,000,001 - $1,000,000,000: 1.46% total fee (1.00% MFS + 0.46% Townsquare Capital) $1,000,000,001+: 1.38% total fee (1.00% MFS + 0.38% Townsquare Capital) $0+: Under $50mm: 0.25% Custom Indexing, Equity SMA, Models and BRIX; 0.40% Custom Bond Ladder; 0.65% Structured Note; 0.10% Outsourced Trading; 0.03% Client Account Billing $50,000,001 - $250,000,000: Under $250mm: 0.20% Custom Indexing, Equity SMA, Models and BRIX; 0.35% Custom Bond Ladder; 0.50% Structured Note; 0.09% Outsourced Trading; 0.03% Client Account Billing $250,000,001 - $1,000,000,000: $250mm-$1B: 0.15% Custom Indexing, Equity SMA, Models and BRIX; 0.30% Custom Bond Ladder; 0.35% Structured Note; 0.08% Outsourced Trading; 0.03% Client Account Billing $1,000,000,001+: $1B+: 0.125% Custom Indexing, Equity SMA, Models and BRIX; 0.25% Custom Bond Ladder; 0.25% Structured Note; 0.07% Outsourced Trading; 0.03% Client Account Billing

Project-based

$100 to $400 per hour for financial planning services

Other

Fee-only: Financial planning fixed fees between $1,000 and $25,000; hourly fees between $100 and $400 per hour

Main office location

Moffatt Financial Strategies

425 Houston Street, Suite 575

Fort Worth TX 76102, United States

Number of offices

1

Most active in

More info

California

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Website 682-747-0134

Advisors at this firm

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user avatar

Bonnie M

CFP®, Series 63, Series 65

Fort Worth, TX

Moffatt Financial Strategies

Bonnie Moseley is a CFP® with 16 years of industry experience, currently serving at Moffatt Financial Strategies. She previously worked at Intelligence Driven Advisers, LLC for 10 years and at Labrum Wealth Management, LLC for four years. Moseley is also involved in insurance sales through LWM Insurance Solutions. Moffatt Financial Strategies serves individual and high-net-worth clients, as well as pension and profit-sharing plans, offering portfolio management, financial planning, and pension consulting. The firm utilizes a written Investment Policy Statement, discretionary authority for asset management, and may recommend third-party advisers to implement client strategies.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Nathan J

Series 66

Fort Worth, TX

Moffatt Financial Strategies

Nathan Johnson is a financial advisor at Moffatt Financial Strategies in Fort Worth, TX, holding a Series 66 designation with six years of industry experience. His prior roles include positions at Charles Schwab & Co., TD Ameritrade, and Edward Jones. Moffatt Financial Strategies serves individual and high-net-worth clients, as well as pension and profit-sharing plans, offering portfolio management, financial planning, and pension consulting. The firm employs a range of investment strategies and often utilizes third-party advisers to implement client strategies while managing potential conflicts of interest through formal disclosures.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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