Modified Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,070,782
Clients
7
86% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$1,438,683
About
Modified Investments, LLC provides ongoing portfolio management and separately managed account services for individual clients, primarily serving high‑net‑worth individuals. The firm documents objectives and risk tolerances in an Investment Policy Statement and conducts regular portfolio monitoring with discretionary trading authority.
The firm’s investment approach combines several methods of analysis — including fundamental, quantitative, technical, charting, and cyclical analysis — and implements both long‑only and long‑short global equity strategies. Strategies may employ derivatives, options, margin, and short sales, and implementation is guided by documented client risk profiles and the firm’s allocation policies.
What is distinctive is that Modified Investments accepts performance‑based fees for qualified clients, a practice that is uncommon among independent advisers. The firm also offers a dedicated long/short SMA strategy and discloses potential soft‑dollar research arrangements and allocation procedures intended to address the conflicts inherent in managing both performance‑based and non‑performance‑based accounts.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Private / alternative investments
Occupation focus
Executive
Fee options
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
20% of net capital appreciation above a hurdle rate (6%-10%) for Qualified Clients in Separately Managed Accounts
Account minimum: $250,000 Fee-only: Standard Portfolio Management Fees: tiered AUM fees (1.25% for $0-$500k, 1.00% for $500,001-$1M, 0.75% for over $1M); Separately Managed Accounts: 0.75% annual management fee plus 20% performance fee for Qualified Clients
Main office location
Modified Investments
Tampa FL, United States
Number of offices
1
Most active in
Modified Investments has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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