MKG Financial Group, Inc.

MKG Financial Group provides discretionary portfolio management for individual investors and a range of institutional clients, including pension/profit-sharing plans, trusts, estates, and charitable organizations. The firm implements separately managed accounts and may participate in wrap-fee programs and step-out trading arrangements through its clearing relationships.

The firm’s investment process is research-oriented and combines top-down trend analysis with both fundamental and technical stock selection, concentrating on U.S. small- to mid‑capitalization equities while retaining the flexibility to include large-cap and fixed‑income holdings for balanced mandates. Portfolio managers employ a mix of fundamental value, contrarian, and special‑situation styles, may use inverse ETFs for hedging, and permit margin borrowing in client margin accounts (with debit balances treated as managed assets).

Distinctive features include a small advisory team managing modest regulatory AUM and a documented regulatory history: the firm’s records disclose a prior FINRA disciplinary matter and an arbitration award, and a recent lapse in a principal’s continuing-education compliance prompted interim compliance oversight. The firm clears trades through TradePMR/First Clearing (with an associated per-transaction ticket charge), maintains a written Code of Ethics and proxy-voting policies, and documents procedures for trade aggregation and step-out transactions.