MK Investment Advisors, LLC

MK Investment Advisors, LLC is an independent, state-registered advisory firm that provides discretionary investment management and financial planning to a small client base that includes individuals (including high‑net‑worth clients), trusts, estates, and pension/profit‑sharing plans. The firm manages approximately $16.1 million for seven clients and typically implements portfolios through separately managed accounts.

The firm establishes a tailored asset allocation framework for each client and uses both fundamental and technical analysis, with regular monitoring, rebalancing, and tactical adjustments intended to manage risk and capture short‑term opportunities. Its stated investment toolkit includes margin borrowing, option contracts (including option writing), single‑stock futures and short sales in separately managed accounts, strategies the brochure expressly identifies and that are relatively uncommon among solo independent advisers.

Compared with many peers, the firm is notable for its very small, concentrated client base operated by a sole principal who holds the CFA designation and for executing client accounts through Interactive Brokers with automated advisor fee billing and custodial services. The discretionary management model, combined with the explicit use of borrowing and derivative instruments and the firm’s willingness to waive account minimums in certain circumstances, results in portfolio profiles and operational arrangements that may differ materially from more typical independent advisers.