MJB Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$117,950,203
This total excludes 9 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
99
38% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
99
Very HighAverage account size
$1,191,416
About
MJB Asset Management LLC provides investment advisory and consulting services to individuals, high-net-worth clients, businesses, not-for-profit organizations and institutional clients, including sponsors of defined contribution retirement plans. The firm delivers discretionary portfolio management for new individual clients and offers ongoing consultation and plan advisory services for business and retirement-plan sponsors.
Portfolios are constructed using mutual funds, exchange-traded funds and, when appropriate, individual securities, with investment objectives tailored to each client’s risk tolerance, time horizon and tax considerations. The firm uses fundamental analysis for individual securities, technical analysis for ETF and asset-allocation decisions, monitors accounts on an ongoing basis, and may employ hedging strategies in discretionary accounts.
Unlike many peer solo advisers, MJB actively serves corporate and pension/profit-sharing plan clients and provides pension consulting services and participant education in addition to individual wealth management. As a smaller independent adviser, it typically requires a relatively high account threshold for portfolio management and engages plan clients under annual retainer arrangements while generally exercising discretionary authority for client accounts.
Client services
Financial planning
Portfolio management
Pension consulting
Investment consultation services
Expertise
Active portfolio management
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Retired
Fee options
Annual retainer fee of $10,000 (minimum) for consultation services and qualified plan services
$1 - $3,000,000: 1% per annum Above $3,000,000+: 0.75% per annum
Account minimum: $1,000,000 Minimum fee: $10,000 annual retainer fee for ongoing investment consultation services; $10,000 minimum annual flat advisory fee for qualified plan services Fee-only: Asset-based fees for investment management and consultation; annual retainer fees for consultation and qualified plans
Main office location
MJB Asset Management LLC
1330 Avenue Of The Americas, Suite 23 A
New York NY 10019, United States
Number of offices
1
Most active in
MJB Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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