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Mission Peak Investors, LLC

Updated today

Total assets under management

$43,063,985

Total clients

15

100% high-net worth

Total advisors

1

of 1 employees

Firm size

Independent

1 advisor

Average clients per advisor

15

Average account size

$2,870,932

About

The firm is an independent, fee‑only wealth management practice that serves a small number of largely individual and family clients, as well as trusts and select institutional‑type accounts. It provides discretionary portfolio management and occasional standalone financial planning, and also advises clients on employer‑sponsored retirement accounts, ESPP/RSU holdings and education savings that remain at third‑party custodians.

Investment decisions are driven by bottom‑up fundamental analysis with an emphasis on total return and business quality; portfolios typically combine exchange‑traded funds, mutual funds, closed‑end funds and a concentrated selection of individual stocks and bonds. The firm uses discretionary authority to implement allocations and may employ tactical strategies occasionally, including special‑situation investments, options (including LEAPS) and limited shorting or index/ETF strategies while generally avoiding shorting individual stocks or routine margin use absent client approval.

Compared with many solo independent advisers, the firm manages a relatively small client roster with sizable average account relationships and enforces a higher account‑entry threshold, and it offers performance‑based fee arrangements to qualified clients—a feature that is uncommon for firms of this size. The practice’s combination of concentrated equity selection, occasional use of tactical instruments and the availability of performance‑linked fee contracts distinguishes its approach from peers that primarily offer broadly diversified, AUM‑only strategies.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies Concentrated stock management Retirement income strategy College savings (529s, UTMA, etc.)

Fee options

Percentage

$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.80% annually $3,000,001 - $6,000,000: 0.60% annually $6,000,001+: Negotiable

Project-based

Financial planning charged at $500/hour with a minimum fee of $1,000

Performance-based

Base fee up to 0.60% of assets plus performance fee up to 15% of yearly portfolio performance above benchmark for Qualified Clients ($1,100,000+ AUM or $2,200,000+ net worth)

Other

Account minimum: $1,000,000 Minimum fee: $10,000 per year minimum fee ($2,500 per quarter) Fee-only: Yes, fee-only advisory firm, no commissions accepted.

Main office location

Mission Peak Investors, LLC

Fremont CA, United States

Number of offices

1

Most active in

California

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

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