Mission Financial Group, LLC

Mission Financial Group serves individuals (including high-net-worth clients), retirement plans, trusts, and businesses by offering comprehensive portfolio management, financial planning and consulting, and retirement plan consulting. The firm also provides asset management for held-away accounts through a third‑party platform (Pontera) and offers both standalone financial plans and consulting engagements.

The firm manages accounts on a discretionary basis for most clients and tailors portfolios through asset allocation, sector and security analysis, and the use of ETFs, mutual funds, individual securities and alternative products. It discloses that it may employ margin or borrowing in client accounts and uses third‑party managed accounts and a mix of quantitative, fundamental and technical methods while monitoring and rebalancing portfolios regularly.

Noteworthy features disclosed in the brochure include that some firm representatives are registered representatives of a broker‑dealer and licensed insurance agents, and the firm acknowledges receipt of compensation from third‑party sponsors of client events and the use of third‑party lead‑generation services. The firm operates from multiple offices, is in the process of converting its wrap fee offering, and highlights its use of a third‑party held‑away platform as part of its custody and service arrangements.