Mindset Wealth Management, LLC

Updated today

Find your advisor

Client assets under management

$287,999,287

Clients

274

69% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$1,051,092

About

Mindset Wealth Management, LLC provides discretionary investment management and financial planning to a mix of individual and institutional clients, including high-net-worth individuals, trusts, retirement plan participants, and businesses. The firm manages roughly $445 million for about 275 clients and typically requires a portfolio minimum of $100,000 to establish a relationship.

Portfolios are constructed using a blend of fundamental and technical analysis, Modern Portfolio Theory, tactical asset allocation, and both active and passive strategies, with ongoing monitoring and periodic rebalancing to align with client profiles. The firm also deploys derivatives and borrowing within separately managed accounts—using options strategies such as covered calls, spreads/straddles, and cash- or margin-secured puts, and employing margin for tailored leveraged strategies—only where appropriate and with client authorization.

What is distinctive about Mindset relative to many similar team firms is its explicit use of derivatives and margin in SMA management, practices that are relatively uncommon among peers and are governed by specific policies and client consent requirements. The firm operates within a related-adviser structure and relies on an external platform relationship for reporting and operational support, and it generally does not vote proxies for client-held equity securities.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies Private / alternative investments

Fee options

Percentage

Up to 1.5% annually, assessed and charged quarterly in advance based on beginning of quarter values

Other

Account minimum: $100,000 (may be waived at the Firm’s discretion) Minimum fee: May include a minimum annual fee (amount not specified) Fee-only: Fee basis including fixed fees and fees based on assets under management

Main office location

Mindset Wealth Management, LLC

8275 Allison Pointe Trail, Suite 230

Indianapolis IN 46250, United States

Number of offices

Most active in

Colorado · Illinois · Indiana · Louisiana · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 317-348-4655

Advisors at this firm

James H

Series 63, Series 66

Indianapolis, IN

Mindset Wealth Management, LLC

James Humphries is a financial advisor at Mindset Wealth Management, LLC in Indianapolis, IN, with 10 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Salzinger Sheaff Brock, LLC and Innovative Portfolios. Mindset Wealth Management is a team of four advisors managing approximately $323 million for individuals, high-net-worth clients, trusts, estates, and institutional investors. The firm uses a combination of fundamental, technical, and charting analysis alongside Modern Portfolio Theory and tactical asset allocation, implementing options and margin strategies directly within discretionary accounts.

Options & derivatives strategies Private / alternative investments

Mark V

Series 63, Series 66

Indianapolis, IN

Mindset Wealth Management, LLC

Mark Vandygriff is a financial advisor at Mindset Wealth Management, LLC in Indianapolis, IN, holding Series 63 and Series 66 licenses with 11 years of industry experience. He previously worked for Sheaff Brock Investment Advisors, LLC for 10 years before joining Mindset Wealth Management and its affiliate Mindset Asset Management. Mindset Wealth Management is an SEC-registered, discretionary investment adviser serving individuals, high-net-worth clients, trusts, estates, qualified purchasers, institutional investors, and retirement plan participants. The firm combines fundamental, technical, and charting analysis with Modern Portfolio Theory and tactical asset allocation, implementing active and passive strategies including in-house options and margin techniques tailored to client risk tolerance and objectives.

Options & derivatives strategies Private / alternative investments

Seth H

Series 63, Series 66

Indianapolis, IN

Mindset Wealth Management, LLC

Seth Hickle is a financial advisor at Mindset Wealth Management, LLC in Indianapolis, IN, with 15 years of industry experience. He holds Series 63 and Series 66 designations and has worked previously at Innovative Portfolios, LLC, Sheaff Brock Investment Advisors, LLC, optionsXpress, Inc., and Charles Schwab. Mindset Wealth Management, LLC is a team of four advisors managing approximately $323 million for about 208 clients. The firm provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates, qualified purchasers, institutional investors, and retirement plan participants, using a combination of fundamental, technical, and charting analysis alongside Modern Portfolio Theory and tactical asset allocation.

Options & derivatives strategies Private / alternative investments

Peter B

Series 63, Series 66

Indianapolis, IN

Mindset Wealth Management, LLC

Peter Bjelopetrovich is a financial advisor at Mindset Wealth Management, LLC with 13 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including Sheaff Brock Investment Advisors, JP Morgan Securities, and Foreside Fund Services. Mindset Wealth Management, LLC is an SEC-registered investment adviser serving individuals, high-net-worth clients, trusts, estates, qualified purchasers, institutional investors, and retirement plan participants. The firm employs a combination of fundamental, technical, and charting analysis alongside Modern Portfolio Theory and tactical asset allocation, incorporating active and passive strategies as well as in-house options and margin techniques.

Options & derivatives strategies Private / alternative investments

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support