Mindful Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$225,291,284
Clients
57
100% high-net worth
Advisors
1
of 1 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
57
TypicalAverage account size
$3,952,479
About
Mindful Wealth LLC provides comprehensive investment advice and financial planning primarily for high- and ultra-high-net-worth individuals and families, business owners, certain ERISA plans, and private foundations. Services include discretionary portfolio management, retirement and estate planning, charitable giving strategies, insurance analysis, and other wealth-accumulation and preservation consulting.
The firm’s process focuses on developing a personalized investment plan based on clients’ goals and current financial profiles, with recommended asset allocation and manager selection using exchange-listed securities, mutual funds, and alternative solutions. Portfolios are implemented through a single custodian relationship and managed on a discretionary, tax-aware basis with regular monitoring and periodic client reviews.
Distinctive features include a fee-only, percentage-of-assets business model with no third-party compensation and an explicit practice of not serving non‑high‑net‑worth individual clients, concentrating instead on high/ultra‑HNW and institutional-type relationships. The firm emphasizes experienced wealth-management leadership supported by an independent compliance consultant, offers guidance on non-marketable assets such as real estate and alternative financing, and manages a sizable, concentrated asset base (over $225 million) for a limited client roster.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Charitable giving & philanthropy
General estate planning guidance
Business succession planning
Occupation focus
Founder/Business Owner
Fee options
One-time project work fee based on time commitment and complexity, agreed upon separately
$0 - $5 million: 0.95% $5 million - $15 million: 0.85% $15 million - $25 million: 0.75% $25 million - $50 million: 0.65% $50 million+: Negotiable
Fee-only: Fee-only, no commissions or third party compensation
Main office location
Mindful Wealth LLC
5 Revere Drive, Suite 200
Northbrook IL 60062, United States
Number of offices
1
Most active in
Mindful Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Louisiana · Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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